DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left U••• B•••••• A•••••••• L•• for M•••••• L••••• P•••••• F••••• • S•••• I•••••••••
BD affiliatedtowirehouseAffiliated broker-dealer or bank to wirehousederived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Tom Nguyen | Daly City, Ca | Feb 8, 2023 | Jan 27, 2023 |
| Omar Chyou | Walnut Creek, Ca | Feb 21, 2023 | Jan 27, 2023 |
The rule
- Registrations ended
- Feb 8, 2023 to Feb 21, 2023
- Registered next
- Jan 27, 2023
- Branch state
- CA
- Cities
- 2, most in Sunnyvale, Ca
- Registered there that day
- 149 (people still on IAPD; an estimate)
- Share of that headcount
- 1.3%
- Succession by the destination
- none on the tape