DFX Intelligence
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Team lift-out
2 advisors left T•••••• A••••••• L•• for M•••••• G••••• A••••••• L••
state registeredtoindependent RIAOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Stanley Kaplan | Woodbury, Ny | Jan 5, 2018 | Nov 15, 2021 |
| John Henry Cierski | Woodbury, Ny | Jan 8, 2018 | Oct 19, 2021 |
The rule
- Registrations ended
- Jan 5, 2018 to Jan 8, 2018
- Registered next
- Oct 19, 2021 to Nov 15, 2021
- Branch state
- NY
- Cities
- 1, most in Woodbury, Ny
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 50%
- Succession by the destination
- none on the tape