DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Channel change (one enterprise)
3 advisors moved from M••• S••••• F•••••••• S••••••••• L•• to M••• S••••• F•••••••• S••••••••• L••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Andrew Jackson Murphy | Atlanta, Ga | Jul 1, 2020 | Mar 4, 2020 |
| Brian William Doe | Greensboro, Ga | Jul 1, 2020 | Feb 27, 2020 |
| Jeffrey Johnston Buice | Atlanta, Ga | Jul 1, 2020 | Apr 3, 2020 |
The rule
- Registrations ended
- Jul 1, 2020
- Registered next
- Feb 27, 2020 to Apr 3, 2020
- Branch state
- GA
- Cities
- 2, most in Atlanta, Ga
- Registered there that day
- 21 (people still on IAPD; an estimate)
- Share of that headcount
- 14%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape