DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Main Street Financial Solutions, LLC

Independent wealth managerNewtown, PennsylvaniaCRD 305834SEC 801-117871websiteIAPD
Latest filing Aug 10, 2026
First filing on the tape Nov 27, 2019 · 25 filings
SEC status approved since Jan 2, 2020
RAUM
$2.5B
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
95%
$2.4B individuals and HNW
Advisors
41
registered through the firm on IAPD
RAUM per advisor
$61.2M
derived; firm RAUM over IAPD count
Employees
41
35 advisory (5.B.1)
Offices
21
beyond the principal office
Private funds
0
reported on Schedule D
History
25 filings and snapshots on the tape
RAUM$2.5B as of Aug 10, 2026
Mar 20, 2020$1.1B then
HNW client RAUM$2.1B as of Aug 10, 2026
Mar 20, 2020$643M then
State-registered IARs (5.B.3)29 as of Aug 10, 2026
Mar 20, 202024 then
Employees (5.A)41 as of Aug 10, 2026
Mar 20, 202024 then
Private funds: no history
RAUM +0.5% over the last fiscal year+17% a year over threeIARs 29 to 29offices 24 to 21
Practice profile
derived from the filing of Aug 10, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
RAUM per advisor
$61.2MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
48derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$3.0MderivedHNW RAUM over HNW clients
Average account
$429,011derivedRAUM over accounts (5.F.2.f)
Discretionary
99%derivedof RAUM
Institutional
1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.9derived22 offices incl. principal (1.F.5)
RAUM growth, one year
+0.5%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
-13%derived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Custody
$43.0M, 41 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$2.1B83%
  • Individuals$301M12%
  • Corporations and businesses$91.0M3.6%
  • Pension and profit-sharing plans$24.0M1.0%
  • Charitable organizations$6.0M0.2%
Individual clients
1,275reported
HNW clients
706reported
Pension plan clients
60reported
Charitable clients
24reported
Accounts
5,846reported
Financial planning clients
11-25reported
Wrap fee programs
noreported
Custody of client assets
$43.0M for 41 clientsreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.95 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
41 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Jennifer L HushionCertified Financial PlannerNewtown, Pa Feb 27, 202026 y3
John Jere MalzoneCertified Financial PlannerNewtown, Pa Feb 28, 202042 y2
Andrew Jackson MurphyAtlanta, Ga Mar 4, 202023 y3
Brett Robert DankoCertified Financial PlannerNewtown, PaMar 6, 202025 y1
Michael Anthony BukowskiCertified Financial PlannerNewtown, PaMar 6, 202019 y3
Nicolas G Valdes-FauliCertified Financial PlannerDoral, Fl Mar 10, 202021 y1
Jamahl Lodewyk MahmoodCertified Financial Planner, Chartered Financial ConsultantVerona, Nj Mar 11, 202022 y4
Linda Kennedy PylesCertified Financial PlannerMedford, Nj Mar 11, 202020 y5
Melissa A ThierCertified Financial PlannerNewtown, Pa Mar 17, 202013 y0
Amy LeisCertified Financial PlannerNewtown, Pa Mar 20, 202018 y2
James J BevilleCertified Financial PlannerNewtown, Pa Mar 23, 202022 y3
Kenneth Christopher PaulCertified Financial PlannerNewtown, PaMar 25, 202027 y5
Michael Scott MinterCertified Financial PlannerNewtown, PaMar 25, 202023 y3
Jonathan Craig BrandlCertified Financial PlannerNewtown, Pa Mar 31, 202017 y2
Jeffrey Johnston BuiceCertified Financial PlannerAtlanta, Ga Apr 3, 202026 y2
Kaywan GhazizadehCertified Financial PlannerWinter Park, Fl Apr 28, 202016 y2
Ernest Michael CsakCertified Financial PlannerNewtown, Pa Jul 11, 202125 y2
William DoughertyCertified Financial Planner, Chartered Financial AnalystNewtown, Pa Aug 9, 202125 y5
Ayman EzzatCertified Financial Planner, Chartered Financial AnalystStaten Island, Ny Sep 20, 202118 y3
John P HammackCertified Financial PlannerNewtown, Pa Jan 28, 202227 y1
Matthew J LittleMoorestown, Nj Apr 22, 202223 y1
Robert W EblingCertified Financial PlannerNewtown, Pa Apr 22, 202213 y1
Susan MinnierNewtown, Pa Oct 11, 202236 y2
Franklin B ChambersAtlanta, Ga Feb 21, 202328 y1
Colin Michael MoorsSayville, Ny Jul 30, 202333 y1
Christina MassalayCertified Financial PlannerNewtown, Pa Aug 19, 202314 y0
William J Cuthbertson IICertified Financial PlannerNewtown, Pa Dec 18, 202320 y2
Sean CoyleNewtown, Pa Dec 20, 20239 y0
Jason Wayne BirdwellMt Laurel, Nj Jan 11, 202427 y3
Francis Timothy LapowskyConshohocken, Pa Jan 12, 202411 y1
Mark Anthony GombitaCertified Financial PlannerSuite 399, Pa Jan 12, 202412 y1
Thomas Edward DurkinNewtown, PaFeb 28, 202431 y2
Lawrence William CummingsAtlanta, Ga Mar 1, 202434 y3
Clifford G. WangNewtown, Pa Mar 1, 202425 y5
Matthew Lee ChuaNewtown, Pa Jan 10, 202528 y0
Erik Paul KalfusNewtown, PaAug 11, 202510 y1
Branden Russell SacksCertified Financial PlannerNewtown, PaAug 13, 202516 y2
John E SchoenNewtown, Pa Jan 2, 202611 y0
Matt J GorenCertified Financial PlannerChicago, Il Feb 6, 202610 y1
Morris Francis LicciardelloNewtown, PaJun 15, 202626 y4
All 41 advisors at Main Street Financial Solutions, LLC
Advisor movement
5 left, 2 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 12% of current headcount8 left over 36 months
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
Teams outTeams in
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
  • Robert Brett Danko · Managing Member & Chief Executive Officercontrol
    since 06/2002 · owns 50% to 75%
  • Edward Thomas Durkin · President & Managing Partnercontrol
    since 07/2023 · owns 5% to 10%
  • Therese Marie Dzelzgalvis · Chief Financial Officer Partnercontrol
    since 01/2017 · owns less than 5%
  • Anne Courtney Elliott · Chief Operating Officercontrol
    since 04/2019 · owns less than 5%
  • Scott Michael Minter · Chief Investment Officercontrol
    since 10/2008 · owns 10% to 25%
  • Michael Colin Moors · Ccocontrol
    since 03/2026 · owns less than 5%
Related persons
Schedule D 7.A
  • Superior Cove Insurance Services, LLC
    real estaten
Office movement
IAPD branch city; joins and departures in 12 months
OfficeAdvisorsJoinedLeftTeams outForming
Newtown, Pa · principal41442
Atlanta, Ga500
Moorestown, Nj300
Mt Laurel, Nj200
New York, Ny200
Verona, Nj200
The Woodlands, Tx000
Greensboro, Ga001
Offices
Schedule D 1.F, the 25 largest
  • Atlanta, GA7 employees
  • Conshohocken, PA2 employees
  • Moorestown, NJ2 employees
  • Bala Cynwyd, PA2 employees
  • Verona, NJ2 employees
  • Mt. Laurel, NJ1 employees
  • Toms River, NJ1 employees
  • , 1 employees
  • Chevy Chase, MD1 employees
  • Doral, FL1 employees
  • Greensboro, GA1 employees
  • Manchester, MA1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
  • control person changedChange between filings · filing Aug 10, 2026
    DURKIN, THOMAS, EDWARD (PRESIDENT & MANAGING PARTNER) left Schedule A between the filings of 2024-03-29 and 2026-08-10
    peers: independent wealth managers, $1B to $5B (1,362)
  • HNW share shiftChange between filings · filing Mar 31, 2026
    HNW share of RAUM moved from 38.0% to 83.0% between the annual amendments of 2025-03-31 and 2026-03-31
    peers: independent wealth managers, $1B to $5B (1,362)
How anomalies are measured
What changed
consecutive filings, newest first
  • Accounts · 6,091 to 5,846
    Dec 25, 2025 to Mar 31, 2026
  • Charity clients · 19 to 24
    Dec 25, 2025 to Mar 31, 2026
  • Corporate clients · 57 to 46
    Dec 25, 2025 to Mar 31, 2026
  • HNW clients · 361 to 706
    Dec 25, 2025 to Mar 31, 2026
  • Individual clients · 1,908 to 1,275
    Dec 25, 2025 to Mar 31, 2026
  • Pension plan clients · 50 to 60
    Dec 25, 2025 to Mar 31, 2026
  • Assets in custody · unset to 43000000.0
    Dec 25, 2025 to Mar 31, 2026
  • Custody of client assets · false to true
    Dec 25, 2025 to Mar 31, 2026
  • Other offices · 25 to 21
    Dec 25, 2025 to Mar 31, 2026
  • Discretionary RAUM · $2.4B to $2.5B
    Dec 25, 2025 to Mar 31, 2026
  • HNW RAUM · $941M to $2.1B
    Dec 25, 2025 to Mar 31, 2026
  • Individual RAUM · $1.4B to $301M
    Dec 25, 2025 to Mar 31, 2026
  • Non-discretionary RAUM · $119M to $33.0M
    Dec 25, 2025 to Mar 31, 2026
  • Pension RAUM · $15.6M to $24.0M
    Dec 25, 2025 to Mar 31, 2026
  • RAUM · $2.5B to $2.5B
    Dec 25, 2025 to Mar 31, 2026
  • Other offices · 24 to 25
    Aug 8, 2025 to Sep 12, 2025
  • Financial planning clients · 11-25 to 11-25
    Mar 31, 2025 to Jun 26, 2025
  • Accounts · 5,220 to 6,091
    Sep 26, 2024 to Mar 31, 2025
  • Charity clients · 26 to 19
    Sep 26, 2024 to Mar 31, 2025
  • Corporate clients · 59 to 57
    Sep 26, 2024 to Mar 31, 2025
  • HNW clients · 354 to 361
    Sep 26, 2024 to Mar 31, 2025
  • Individual clients · 1,412 to 1,908
    Sep 26, 2024 to Mar 31, 2025
  • Pension plan clients · 36 to 50
    Sep 26, 2024 to Mar 31, 2025
  • Other offices · 22 to 24
    Sep 26, 2024 to Mar 31, 2025
  • Discretionary RAUM · $1.7B to $2.4B
    Sep 26, 2024 to Mar 31, 2025
  • HNW RAUM · $812M to $941M
    Sep 26, 2024 to Mar 31, 2025
  • Individual RAUM · $827M to $1.4B
    Sep 26, 2024 to Mar 31, 2025
  • Non-discretionary RAUM · $32.5M to $119M
    Sep 26, 2024 to Mar 31, 2025
  • Pension RAUM · $13.3M to $15.6M
    Sep 26, 2024 to Mar 31, 2025
  • RAUM · $1.8B to $2.5B
    Sep 26, 2024 to Mar 31, 2025
  • Accounts · 5,424 to 5,220
    Jan 15, 2024 to Mar 29, 2024
  • Advisory employees · 29 to 35
    Jan 15, 2024 to Mar 29, 2024
  • Charity clients · 6 to 26
    Jan 15, 2024 to Mar 29, 2024
  • Corporate clients · 0 to 59
    Jan 15, 2024 to Mar 29, 2024
  • HNW clients · 308 to 354
    Jan 15, 2024 to Mar 29, 2024
  • Individual clients · 1,386 to 1,412
    Jan 15, 2024 to Mar 29, 2024
  • Pension plan clients · 0 to 36
    Jan 15, 2024 to Mar 29, 2024
  • Insurance-licensed employees · 1 to 0
    Jan 15, 2024 to Mar 29, 2024
  • Financial planning clients · 1-10 to 11-25
    Jan 15, 2024 to Mar 29, 2024
  • Other offices · 23 to 22
    Jan 15, 2024 to Mar 29, 2024
Signals
17 dated events
  • William Keenan Kish left Main Street Financial Solutions, Llc for Arsenal Capital Advisors Llc (registered 2026-01-05)
    Jan 2, 2026 · Advisor changed firm · fact
  • Voltaire Cristian Escalona left Main Street Financial Solutions, Llc for Arsenal Capital Advisors Llc (registered 2026-01-05)
    Jan 2, 2026 · Advisor changed firm · fact
  • 2 advisors left Main Street Financial Solutions, LLC (Newtown, PA) for Arsenal Capital Advisors LLC on the same day
    Jan 2, 2026 · Team lift-out · derived
  • Kerrie Jeanne Debbs left Main Street Financial Solutions, Llc for Farther (registered 2025-10-01)
    Oct 7, 2025 · Advisor changed firm · fact
  • Brian William Doe left Main Street Financial Solutions, Llc for Farther (registered 2025-10-01)
    Oct 7, 2025 · Advisor changed firm · fact
  • M Thomas Pablo left Main Street Financial Solutions, Llc for Farther (registered 2026-01-01)
    Oct 7, 2025 · Advisor changed firm · fact
  • Main Street Financial Solutions, Llc reported RAUM $2.5B, up 41% from $1.8B (2024-09-26 to 2025-03-31)
    Mar 31, 2025 · RAUM change · derived
  • Marquis Charles Hammett left Main Street Financial Solutions, Llc for Legacy Capital (registered 2024-08-28)
    Aug 28, 2024 · Advisor changed firm · fact
  • Micala Patschke left Main Street Financial Solutions, Llc for Legacy Capital (registered 2024-08-29)
    Aug 28, 2024 · Advisor changed firm · fact
  • Crystal Dobson Prachyl left Main Street Financial Solutions, Llc for Legacy Capital (registered 2024-08-07)
    Aug 28, 2024 · Advisor changed firm · fact
  • 2 advisors left Main Street Financial Solutions, LLC (Newtown, PA) for Legacy Capital on the same day
    Aug 28, 2024 · Team lift-out · derived
  • Edward Thomas Durkin (President & Managing Partner) appeared on Schedule A of Main Street Financial Solutions, Llc
    Mar 29, 2024 · Control person joined · fact
  • 2 advisors left RBC Capital Markets, LLC (Atlanta, GA) for Main Street Financial Solutions, LLC on the same day
    Mar 15, 2024 · Team lift-out · derived
  • 2 advisors left Merrill Lynch, Pierce, Fenner & Smith Incorporated (Philadelphia, PA) for Main Street Financial Solutions, LLC on the same day
    Jan 16, 2024 · Team lift-out · derived
  • Main Street Financial Solutions, Llc reported 19 offices beyond its principal office, up from 14 (2021-03-18 to 2022-03-22)
    Mar 22, 2022 · Office count change · derived
  • Main Street Financial Solutions, Llc reported RAUM $1.4B, up 28% from $1.1B (2020-12-15 to 2021-03-18)
    Mar 18, 2021 · RAUM change · derived
  • Main Street Financial Solutions, Llc filed its initial SEC registration (Form ADV)
    Nov 27, 2019 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
Business email
info@exitfour.comreportedpublished by the firm, firm site, Sep 15, 2026
Business phone
856-724-8390reportedpublished by the firm, firm site, Sep 15, 2026
Firm profile
linkedin.com/company/exitfourreportedpublic record, Form ADV, Sep 18, 2026
Firm profile
linkedin.com/company/gencapitalreportedpublic record, Form ADV, Sep 18, 2026
Website
exitfour.comreportedpublic record, Form ADV, Sep 18, 2026
Principal office phone
215-259-5021reportedpublic record, Form ADV, Aug 10, 2026
Team page
exitfour.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
Form ADV
SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors
IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class
Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor
$61.2Mderivedfirm RAUM over the IAPD count; not a book size
Loaded
Sep 14, 2026