DFX Intelligence
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Firm absorbed
3 advisors left C••••• C•••••••• W••••• M••••••••• L• for C••••• C•••••••• W••••• M••••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Arnold Jay Herrmann | New York, Ny | Dec 23, 2021 | Dec 15, 2021 |
| Matthew Segreto | New York, Ny | Dec 23, 2021 | Dec 15, 2021 |
| Michael Dooley | New York, Ny | Dec 23, 2021 | Dec 15, 2021 |
The rule
- Registrations ended
- Dec 23, 2021
- Registered next
- Dec 15, 2021
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 3 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Oct 29, 2021), not necessarily this firm