DFX Intelligence

RIA Intelligence

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Team lift-out

5 advisors left A••••••• A••••••• S••••••• for T•• A••••• G••••• L••

BD affiliatedtomixed wealthAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Catherine Marie TownFreeport, NyNov 5, 2021May 14, 2021
John Michael GamboneFreeport, NyNov 5, 2021May 14, 2021
Kevin Patrick NicholsonFreeport, NyNov 5, 2021May 14, 2021
Steven Eric JolleyFreeport, NyNov 5, 2021May 14, 2021
Timothy SeidersFreeport, NyNov 5, 2021Jun 21, 2021
Steven M PaoliniFreeport, NyNov 16, 2021May 20, 2021
The rule
Registrations ended
Nov 5, 2021 to Nov 16, 2021
Registered next
May 14, 2021 to Jun 21, 2021
Branch state
NY
Cities
1, most in Freeport, Ny
Registered there that day
11 (people still on IAPD; an estimate)
Share of that headcount
45%
Succession by the destination
none on the tape
Other teams out of A••••••• A••••••• S•••••••Other teams into T•• A••••• G••••• L••