DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Ameritas Advisory Services

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
5	Ameritas Advisory Services BD affiliated	The Ascent Group, LLC mixed wealth	Freeport, Ny	Affiliated broker-dealer or bank to independent RIA	Nov 5, 2021 over 11 d
2	Ameritas Advisory Services BD affiliated	The Ascent Group, LLC mixed wealth	Wayne, Pa +1	Affiliated broker-dealer or bank to independent RIA	Nov 5, 2021
2	Ameritas Advisory Services BD affiliated	The Ascent Group, LLC mixed wealth	Homewood, Al	Affiliated broker-dealer or bank to independent RIA	Sep 9, 2021
6	Ameritas Advisory Services BD affiliated	The Ascent Group, LLC no RAUM	Freeport, Ny	Affiliated broker-dealer or bank to a newly registered adviser	Jun 7, 2021 over 2 d
2	Ameritas Advisory Services BD affiliated	Lion Street Advisors, LLC BD affiliated	Glendale, Az	Affiliated broker-dealer or bank to another	May 17, 2021 over 2 d
5	Ameritas Advisory Services BD affiliated	Corecap Advisors BD affiliated	Greensboro, Ga +2	Affiliated broker-dealer or bank to another	Nov 4, 2019 over 18 d
2	Ameritas Advisory Services BD affiliated	Piper Sandler & Co. other	Lincoln, Ne	Other	Sep 9, 2019
2	Ameritas Advisory Services BD affiliated	Gwn Securities Inc. BD affiliated	Greensboro, Ga	Affiliated broker-dealer or bank to another	Aug 20, 2019 over 7 d
3	Ameritas Advisory Services BD affiliated	20/20 Capital Management, Inc independent RIA	Lincoln, Ne	Affiliated broker-dealer or bank to independent RIA	Aug 9, 2019
2	Ameritas Advisory Services BD affiliated	Gwn Securities Inc. BD affiliated	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Aug 5, 2019 over 3 d
3	Ameritas Advisory Services BD affiliated	Lion Street Advisors, LLC BD affiliated	San Ramon, Ca	Affiliated broker-dealer or bank to another	Aug 2, 2019
2	Ameritas Advisory Services BD affiliated	LPL Financial LLC independent RIA	Greensboro, Ga	Affiliated broker-dealer or bank to independent RIA	Jul 3, 2019 over 6 d
2	Ameritas Advisory Services BD affiliated	Insight Financial Services independent RIA	Lincoln, Ne	Affiliated broker-dealer or bank to independent RIA	Jun 18, 2019 over 10 d
4	Ameritas Advisory Services BD affiliated	Montz Harcus Wealth Management no RAUM	Glendale, Az	Affiliated broker-dealer or bank to a newly registered adviser	May 15, 2019 over 19 d
2	Ameritas Advisory Services BD affiliated	Woodbury Financial Services, Inc. BD affiliated	Dubois, Pa	Affiliated broker-dealer or bank to another	May 2, 2019
3	Ameritas Advisory Services BD affiliated	Accel Wealth Management mixed wealth	Lincoln, Ne	Affiliated broker-dealer or bank to independent RIA	Mar 21, 2019 over 7 d
6	Ameritas Advisory Services other	20/20 Capital Management, Inc other	Glendale, Az	Other	Oct 2, 2017
2	Ameritas Advisory Services other	20/20 Capital Management, Inc other	Lincoln, Ne	Other	Oct 2, 2017
4	Ameritas Advisory Services other	Cambridge Investment Research Advisors, Inc. other	Greensboro, Ga +1	Other	Sep 28, 2017 over 13 d
2	Ameritas Advisory Services other	Osaic Wealth, Inc. other	Nicholasville, Ky	Other	Sep 15, 2017
2	Ameritas Advisory Services other	Osaic Wealth, Inc. other	Lincoln, Ne	Other	Sep 15, 2017
3	Ameritas Advisory Services other	Esi Financial Advisors other	Irvine, Ca	Other	Jul 24, 2017 over 4 d
3	Ameritas Advisory Services other	Calton & Associates, Inc. other	Roseville, Ca +1	Other	May 16, 2017 over 1 d
10	Ameritas Advisory Services other	Signator Investors, Inc. other	W Des Moines, Ia +3	Other	Feb 24, 2017 over 28 d
4	Ameritas Advisory Services other	Signator Investors, Inc. other	Algona, Ia +3	Other	Jan 27, 2017 over 5 d
2	Ameritas Advisory Services other	Cetera Advisor Networks LLC other	Kirtland, Oh	Other	Jan 25, 2017 over 12 d
2	Ameritas Advisory Services other	Alphastar Capital Management other	Lincoln, Ne	Other	Dec 16, 2016 over 4 d
2	Ameritas Advisory Services other	Ssn Advisory, Inc. other	Westerville, Oh	Other	Nov 7, 2016 over 2 d
2	Ameritas Advisory Services other	Rosenbaum Financial other	Lincoln, Ne	Other	Jun 10, 2016
2	Ameritas Advisory Services other	Rosenbaum Financial other	Portland, Or	Other	Jun 10, 2016 over 3 d
2	Ameritas Advisory Services other	Cambridge Investment Research Advisors, Inc. other	Hickory, Nc	Other	Feb 5, 2016 over 3 d
2	Ameritas Advisory Services other	L.M. Kohn & Company other	St Louis, Mo	Other	Dec 31, 2015

Page 1 of 1

32 teams match.derived from registration dates