DFX Intelligence
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Team lift-out
3 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for R••• F•••••••• P••••••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Eric Abram Johnson | Kingwood, Tx | Oct 2, 2020 | Oct 2, 2020 |
| James Austin Roth | Kingwood, Tx | Oct 2, 2020 | Oct 2, 2020 |
| Peter Bruce Roth | Kindwood, Tx | Oct 2, 2020 | Oct 2, 2020 |
The rule
- Registrations ended
- Oct 2, 2020
- Registered next
- Oct 2, 2020
- Branch state
- TX
- Cities
- 2, most in Kingwood, Tx
- Registered there that day
- 4,519 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape