DFX Intelligence
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Team lift-out
7 advisors left R•••••• J•••• F•••••••• S••••••• A•••••••• I•• for T•• W••••• G•••• • A••••• B• C•••• • A•••••••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Benjamin James Thorson | Eden Prairie, Mn | Jul 7, 2021 | Jan 29, 2026 |
| Daniel Marcus Johnson | Eden Prairie, Mn | Jul 8, 2021 | Jan 15, 2021 |
| Paige Catherine Heltemes | Eden Prairie, Mn | Jul 9, 2021 | Jan 15, 2021 |
| Adam Frank Colby | Eden Prairie, Mn | Jul 15, 2021 | Sep 29, 2021 |
| Austin Brant Colby | Eden Prairie, Mn | Jul 15, 2021 | Feb 22, 2021 |
| Michael Karl Earl | Eden Prairie, Mn | Jul 15, 2021 | Jan 15, 2021 |
| Paul Matthew Bennett | Eden Prairie, Mn | Jul 15, 2021 | Jan 15, 2021 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jul 7, 2021 to Jul 15, 2021
- Registered next
- Jan 15, 2021 to Jan 29, 2026
- Branch state
- MN
- Cities
- 1, most in Eden Prairie, Mn
- Registered there that day
- 4,818 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape