DFX Intelligence
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Firm absorbed
7 advisors left G•••••• I••••••••• A•••••••• L•• for M••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Craig Douglas Smith | Concord, Nh | Jan 20, 2022 | Jan 3, 2022 |
| Jillian Blair Thomas | Concord, Nh | Jan 20, 2022 | Jan 3, 2022 |
| Joyce Maria Skaperdas | Concord, Nh | Jan 20, 2022 | Jan 3, 2022 |
| Nicholas Frank Macdonald | Concord, Nh | Jan 20, 2022 | Jan 3, 2022 |
| Timothy Sean Lesko | Concord, Nh | Jan 20, 2022 | Jan 3, 2022 |
| Victor Gerald Soucy | Concord, Nh | Jan 20, 2022 | Jan 3, 2022 |
| William David Hutchens | Concord, Nh | Jan 20, 2022 | Jan 3, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Jan 20, 2022
- Registered next
- Jan 3, 2022
- Branch state
- NH
- Cities
- 1, most in Concord, Nh
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape