DFX Intelligence
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Team lift-out
2 advisors left M••••• S•••••• for F••••••• P••••••• A•• W•••••••• A•••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Maegan Sloggett | Newport Beach, Ca | Aug 15, 2024 | Aug 20, 2024 |
| Dieu Tran | Cupertino, Ca | Aug 29, 2024 | Oct 18, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Aug 15, 2024 to Aug 29, 2024
- Registered next
- Aug 20, 2024 to Oct 18, 2024
- Branch state
- CA
- Cities
- 2, most in Newport Beach, Ca
- Registered there that day
- 20,539 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape