DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
9 advisors left M••••• S•••••• for A•••••••• P•••••••• L••
wirehousetono RAUMWirehouse to a newly registered adviser (no RAUM reported yet)derived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Fatina Mckenzie Benjamin | Houston, Tx | May 6, 2019 | Jan 18, 2022 |
| Tracy Shannon Griffin | Houston, Tx | May 6, 2019 | Jan 18, 2022 |
| William Darryl Busch | Austin, Tx | May 6, 2019 | May 31, 2019 |
| William Sheldon Busch | Austin, Tx | May 7, 2019 | Apr 26, 2019 |
| Jason Lawrence Fertitta | Houston, Tx | May 8, 2019 | Apr 26, 2019 |
| Johnathan Andrew Schnitzer | Houston, Tx | May 8, 2019 | Apr 26, 2019 |
| Joshua John Caltrider | Dallas, Tx | May 8, 2019 | Apr 26, 2019 |
| Robert Hall Wellington | Houston, Tx | May 8, 2019 | Apr 26, 2019 |
| Melissa Christine Giles | Austin, Tx | May 14, 2019 | Jan 10, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- May 6, 2019 to May 14, 2019
- Registered next
- Apr 26, 2019 to Jan 18, 2022
- Branch state
- TX
- Cities
- 3, most in Houston, Tx
- Registered there that day
- 14,963 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape