DFX Intelligence
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Team lift-out
7 advisors left M••••• S•••••• for R•••••• J•••• • A••••••••• I•••
wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| James M. Zapotocky | Irvine, Ca | May 10, 2024 | May 8, 2024 |
| Joshua Andrew Yocam | Irvine, Ca | May 10, 2024 | May 8, 2024 |
| Luka Vasiljevic | Irvine, Ca | May 10, 2024 | May 9, 2024 |
| Michael Ortega | Irvine, Ca | May 10, 2024 | May 8, 2024 |
| Sean Alexander Tsaconas | Irvine, Ca | May 10, 2024 | May 8, 2024 |
| Stephen J Ellingsen | Irvine, Ca | May 10, 2024 | May 8, 2024 |
| Ghalib Abdulla Kanji | Los Angeles, Ca | May 24, 2024 | May 15, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- May 10, 2024 to May 24, 2024
- Registered next
- May 8, 2024 to May 15, 2024
- Branch state
- CA
- Cities
- 2, most in Irvine, Ca
- Registered there that day
- 20,394 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape