DFX Intelligence
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Team lift-out
6 advisors left U••••• A••••••• S•••••••• L•• for B• R•••• W••••• A•••••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Charles Kronour | Boca Raton, Fl | Sep 17, 2020 | Sep 13, 2020 |
| Jerrold Stephen Klein | Boca Raton, Fl | Sep 17, 2020 | Sep 13, 2020 |
| Karla Patricia Lema | Boca Raton, Fl | Sep 17, 2020 | Sep 13, 2020 |
| Randall Jay Kronour | Boca Raton, Fl | Sep 17, 2020 | Sep 18, 2020 |
| Todd William Berger | Boca Raton, Fl | Sep 17, 2020 | Sep 14, 2020 |
| James Rose | Boca Raton, Fl | Sep 22, 2020 | Sep 18, 2020 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 17, 2020 to Sep 22, 2020
- Registered next
- Sep 13, 2020 to Sep 18, 2020
- Branch state
- FL
- Cities
- 1, most in Boca Raton, Fl
- Registered there that day
- 13 (people still on IAPD; an estimate)
- Share of that headcount
- 46%
- Succession by the destination
- none on the tape