DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

T••• W•••••• B•••••

S•••••••••independent RIAAllen, Tx IA-onlyIAPD 4806289

Feed of 09/15/2026

Also filed as T••• B•••••

At current firm

1 y

since May 5, 2025

In the industry

21 y

since Feb 24, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• independent RIA current
since May 5, 2025 · Allen, Tx
B• R•••• W••••• A•••••••• I••• BD affiliated
Sep 14, 2020 to May 29, 2025 · New York, Ny
U••••• A••••••• S•••••••• L•• former
May 13, 2015 to Sep 17, 2020 · Boca Raton, Fl
U•• F•••••••• S••••••• I••• wirehouse
Oct 15, 2007 to May 20, 2015 · Weehawken, Nj
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouse
Feb 25, 2005 to Oct 15, 2007 · Pennington, Nj

Moves

a registration end followed by a registration begin elsewhere

B• R•••• W••••• A•••••••• I••• to S•••••••••
left May 29, 2025, registered May 5, 2025 (-24 days) · Affiliated broker-dealer or bank to a newly registered adviser
U••••• A••••••• S•••••••• L•• to B• R•••• W••••• A•••••••• I•••
left Sep 17, 2020, registered Sep 14, 2020 (-3 days) · RIA to affiliated broker-dealer or bank · moved with a team
U•• F•••••••• S••••••• I••• to U••••• A••••••• S•••••••• L••
left May 20, 2015, registered May 13, 2015 (-7 days) · Other
M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to U•• F•••••••• S••••••• I•••
left Oct 15, 2007, registered Oct 15, 2007 (0 days) · Wirehouse to wirehouse

Signals

T••• W•••••• B••••• left B• R•••• W••••• A•••••••• I••• for Steadtrust (registered 2025-05-05)
May 29, 2025 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 21derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address