DFX Intelligence

RIA Intelligence

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Firm absorbed

9 advisors left S•• P•••••• W••••• H•••••••• L•• for S••••• • C•••• P•••••• W•••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Allison Anne LyonsHouston, TxMar 15, 2021Mar 2, 2021
Deborah StavisHouston, TxMar 15, 2021Feb 27, 2021
Duane Michael HirschHouston, TxMar 15, 2021Mar 3, 2021
Jun GuHouston, TxMar 15, 2021Mar 4, 2021
Kayla Alexandra TolunayHouston, TxMar 15, 2021Mar 4, 2021
Michelle CohenHouston, TxMar 15, 2021Mar 5, 2021
Shala L WalkerHouston, TxMar 15, 2021Mar 5, 2021
Sital RahmanHouston, TxMar 15, 2021Mar 5, 2021
Yonghui HuangHouston, TxMar 15, 2021Mar 5, 2021
The rule
Registrations ended
Mar 15, 2021
Registered next
Feb 27, 2021 to Mar 5, 2021
Branch state
TX
Cities
1, most in Houston, Tx
Registered there that day
9 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
a succession within a year (Dec 26, 2020), not necessarily this firm
Other teams out of S•• P•••••• W••••• H•••••••• L••Other teams into S••••• • C•••• P•••••• W•••••• L••