DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Former SEC-registered adviser

Scf Private Wealth Holdings, LLC

Former SEC-registered adviserHouston, TexasCRD 151299SEC 801-70574IAPD
Latest filing Jan 19, 2021
First filing on the tape Feb 24, 2012 · 43 filings
RAUM
$627M
reported, Item 5.F
Discretionary
84%
of RAUM
Private clients
100%
$627M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
43 filings and snapshots on the tape
RAUM$627M as of Mar 18, 2020
Feb 24, 2012$265M then
HNW client RAUM$585M as of Mar 18, 2020
Mar 13, 2018$521M then
State-registered IARs (5.B.3)10 as of Mar 18, 2020
Feb 24, 20120 then
Employees (5.A)16 as of Mar 18, 2020
Mar 6, 201312 then
Private funds: no history
RAUM +16% over the last fiscal year+8.9% a year over threeIARs 10 to 12
Practice profile
derived from the filing of Jan 19, 2021; every figure names its basis
RAUM per advisor
$52.3MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
22derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.2MderivedHNW RAUM over HNW clients
Average account
$632,277derivedRAUM over accounts (5.F.2.f)
Discretionary
84%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
12.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
+16%derivedbetween the last two annual amendments
Advisor growth, one year
+0.0%derivedItem 5.B.3 between annual amendments
Client growth, one year
+2.4%derived
Compensation
percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$585M93%
  • Individuals$42.0M6.7%
Individual clients
145reported
HNW clients
113reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
992reported
Financial planning clients
26-50reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
Joined, latest
Every departureEvery arrival
Teams: two or more advisors moving together within fourteen days, from one state
    Teams outTeams in
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Edward Harry Cohen · Chief Investment Officer & Chief Compliance Officercontrol
      since 08/2009 · owns 10% to 25%
    • Mccully Deborah Stavis · Managing Membercontrol
      since 08/2009 · owns 50% to 75%
    • Pakebusch Shelli Bouillion · Advisor
      since 02/2010 · owns less than 5%
    • Jun Gu · Portfolio Manager
      since 09/2010 · owns less than 5%
    • Michael Duane Hirsch · Lead Advisor
      since 02/2010 · owns 5% to 10%
    • Anne Allison Lyons · Lead Advisor And Svp Of Advisory Service
      since 02/2010 · owns 5% to 10%
    • James Kyle Mccully · Chief Business Development Officer
      since 01/2019 · owns 5% to 10%
    • Dale Diana Murphy-Belger · Svp Of Investment Operations
      since 08/2009 · owns less than 5%
    • Alexandra Kayla Tolunay · Advisor
      since 07/2009 · owns less than 5%
    Related persons
    Schedule D 7.A
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Business name · STAVIS & COHEN FINANCIAL to SCF PRIVATE WEALTH HOLDINGS, LLC
      Dec 26, 2020 to Jan 19, 2021
    • Legal name · STAVIS & COHEN FINANCIAL, LLC to SCF PRIVATE WEALTH HOLDINGS, LLC
      Dec 26, 2020 to Jan 19, 2021
    • Related adviser · false to true
      Oct 22, 2020 to Dec 26, 2020
    • Advisory employees · 9 to 10
      Oct 2, 2020 to Oct 8, 2020
    • State-registered IARs · 11 to 12
      Oct 2, 2020 to Oct 8, 2020
    • Advisory employees · 8 to 9
      Mar 18, 2020 to Apr 8, 2020
    • Employees · 16 to 17
      Mar 18, 2020 to Apr 8, 2020
    • State-registered IARs · 10 to 11
      Mar 18, 2020 to Apr 8, 2020
    • Accounts · 941 to 992
      Mar 28, 2019 to Mar 18, 2020
    • HNW clients · 100 to 113
      Mar 28, 2019 to Mar 18, 2020
    • Individual clients · 152 to 145
      Mar 28, 2019 to Mar 18, 2020
    • Discretionary RAUM · $450M to $529M
      Mar 28, 2019 to Mar 18, 2020
    • HNW RAUM · $494M to $585M
      Mar 28, 2019 to Mar 18, 2020
    • Individual RAUM · $46.8M to $42.0M
      Mar 28, 2019 to Mar 18, 2020
    • Non-discretionary RAUM · $90.4M to $98.4M
      Mar 28, 2019 to Mar 18, 2020
    • RAUM · $541M to $627M
      Mar 28, 2019 to Mar 18, 2020
    • Accounts · 871 to 941
      Mar 7, 2019 to Mar 27, 2019
    • Advisory employees · 7 to 8
      Mar 7, 2019 to Mar 27, 2019
    • HNW clients · 101 to 100
      Mar 7, 2019 to Mar 27, 2019
    • Individual clients · 146 to 152
      Mar 7, 2019 to Mar 27, 2019
    • Discretionary RAUM · $455M to $450M
      Mar 7, 2019 to Mar 27, 2019
    • HNW RAUM · $521M to $494M
      Mar 7, 2019 to Mar 27, 2019
    • Individual RAUM · $43.5M to $46.8M
      Mar 7, 2019 to Mar 27, 2019
    • Non-discretionary RAUM · $109M to $90.4M
      Mar 7, 2019 to Mar 27, 2019
    • RAUM · $564M to $541M
      Mar 7, 2019 to Mar 27, 2019
    • Employees · 15 to 16
      Nov 21, 2018 to Dec 11, 2018
    • Advisory employees · 8 to 7
      Apr 23, 2018 to Nov 21, 2018
    • Employees · 16 to 15
      Apr 23, 2018 to Nov 21, 2018
    • State-registered IARs · 11 to 10
      Apr 23, 2018 to Nov 21, 2018
    • Advisory employees · 7 to 8
      Mar 13, 2018 to Apr 23, 2018
    • Employees · 15 to 16
      Mar 13, 2018 to Apr 23, 2018
    • State-registered IARs · 10 to 11
      Mar 13, 2018 to Apr 23, 2018
    • Accounts · 841 to 871
      Apr 10, 2017 to Mar 13, 2018
    • Charity clients · unset to 0.0
      Apr 10, 2017 to Mar 13, 2018
    • Corporate clients · unset to 0.0
      Apr 10, 2017 to Mar 13, 2018
    • HNW clients · unset to 101.0
      Apr 10, 2017 to Mar 13, 2018
    • Individual clients · unset to 146.0
      Apr 10, 2017 to Mar 13, 2018
    • Pension plan clients · unset to 0.0
      Apr 10, 2017 to Mar 13, 2018
    • Pooled vehicle clients · unset to 0.0
      Apr 10, 2017 to Mar 13, 2018
    • Financial planning clients · 51-100 to 26-50
      Apr 10, 2017 to Mar 13, 2018
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    n/aderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026