DFX Intelligence
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Team lift-out
2 advisors left A••••••• G•••• F•••••••• S•••••••• L•• for O•••• W•••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Heather E Hawley | Utica, Ny | Nov 30, 2021 | Dec 23, 2015 |
| Robert Kenneth Watkins | Utica, Ny | Nov 30, 2021 | Dec 4, 2017 |
The rule
- Registrations ended
- Nov 30, 2021
- Registered next
- Dec 23, 2015 to Dec 4, 2017
- Branch state
- NY
- Cities
- 1, most in Utica, Ny
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape