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Registered advisor
H•••••• E• H•••••
Certified Financial Planner
Feed of 09/15/2026
Also filed as H•••••• Lawlor
At current firm
0 y
since Jan 6, 2026
In the industry
19 y
since Sep 1, 2007 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
2
dated events on this person
Registration history
IAPD current and previous registrations
- K••••• A••••••• S•••••••• L•• BD affiliated currentsince Jan 6, 2026 · Utica, Ny
- C••••••••• F•••••••• N•••••• national BDJan 2, 2025 to Dec 8, 2025 · Camillus, Ny
- O•••• W•••••• I••• BD affiliatedDec 23, 2015 to Jan 9, 2025 · Utica, Ny
- A••••••• G•••• F•••••••• S•••••••• L•• formerApr 23, 2014 to Nov 30, 2021 · Utica, Ny
- E•••••••• A•••••••• L•• national BDMay 14, 2008 to Oct 5, 2011 · Syracuse, Ny
Moves
a registration end followed by a registration begin elsewhere
- C••••••••• F•••••••• N•••••• to K••••• A••••••• S•••••••• L••left Dec 8, 2025, registered Jan 6, 2026 (29 days) · Affiliated broker-dealer or bank to another
- O•••• W•••••• I••• to C••••••••• F•••••••• N••••••left Jan 9, 2025, registered Jan 2, 2025 (-7 days) · Affiliated broker-dealer or bank to another · moved with a team
- A••••••• G•••• F•••••••• S•••••••• L•• to O•••• W•••••• I•••left Nov 30, 2021, registered Dec 23, 2015 (-2169 days) · Other · moved with a team
- E•••••••• A•••••••• L•• to A••••••• G•••• F•••••••• S•••••••• L••left Oct 5, 2011, registered Apr 23, 2014 (931 days) · Other
Signals
- H•••••• E• H••••• left C••••••••• F•••••••• N•••••• for K••••• A••••••• S•••••••• L•• (registered 2026-01-06)Dec 8, 2025 · Advisor changed firm · fact
- H•••••• E• H••••• left O•••• W•••••• I••• for C••••••••• F•••••••• N•••••• (registered 2025-01-02)Jan 9, 2025 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 19derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address