DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C•••••• S••••• I••••••••• A•••••••• I•• to C•••••• S••••• I••••••••• M••••••••• I••
Not a lift-out: both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoasset managerOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Michael Anthony Morin | San Francisco, Ca | Sep 28, 2020 | Sep 15, 2020 |
| Tess Montague Papazian | San Francisco, Ca | Sep 28, 2020 | Sep 22, 2020 |
The rule
- Registrations ended
- Sep 28, 2020
- Registered next
- Sep 15, 2020 to Sep 22, 2020
- Branch state
- CA
- Cities
- 1, most in San Francisco, Ca
- Registered there that day
- 37 (people still on IAPD; an estimate)
- Share of that headcount
- 5.4%
- One enterprise because
- both firms report The C•••••• S••••• Corporation as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape