DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from C•••••• S••••• I••••••••• A•••••••• I•• to C•••••• S••••• • C••• I•••
Not a lift-out: one firm's name is the other's with a word added, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Megan Rene Roper | Lone Tree, Co | Jan 25, 2022 | Jan 25, 2022 |
| Wayne Henry Elmore | Lone Tree, Co | Jan 25, 2022 | Jan 25, 2022 |
The rule
- Registrations ended
- Jan 25, 2022
- Registered next
- Jan 25, 2022
- Branch state
- CO
- Cities
- 1, most in Lone Tree, Co
- Registered there that day
- 31 (people still on IAPD; an estimate)
- Share of that headcount
- 6.5%
- One enterprise because
- one firm's name is the other's with a word added
- Succession by the destination
- none on the tape