DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that joined Charles Schwab & Co., Inc.

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charles Schwab & Co., Inc. national BD	New York, Ny	Wirehouse to affiliated broker-dealer or bank	Aug 10, 2026
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charles Schwab & Co., Inc. national BD	Torrance, Ca +1	Wirehouse to affiliated broker-dealer or bank	Jul 20, 2026 over 7 d
6	Strategic Advisers LLC national BD	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jul 13, 2026 over 30 d
4	Strategic Advisers LLC national BD	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jun 11, 2026 over 15 d
2	Wells Fargo Advisors wirehouse	Charles Schwab & Co., Inc. national BD	Magnolia, Tx +1	Wirehouse to affiliated broker-dealer or bank	Jun 10, 2026 over 14 d
2	Morgan Stanley wirehouse	Charles Schwab & Co., Inc. national BD	Sacramento, Ca +1	Wirehouse to affiliated broker-dealer or bank	Apr 20, 2026 over 14 d
20	Strategic Advisers LLC national BD	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Mar 20, 2026 over 67 d
2	Empower Advisory Group, LLC BD affiliated	Charles Schwab & Co., Inc. national BD	Greenwood Village, Co	Affiliated broker-dealer or bank to another	Mar 18, 2026 over 5 d
3	J.P. Morgan Securities LLC wirehouse	Charles Schwab & Co., Inc. national BD	Tempe, Az +1	Wirehouse to affiliated broker-dealer or bank	Feb 11, 2026 over 13 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charles Schwab & Co., Inc. national BD	Pennington, Nj	Wirehouse to affiliated broker-dealer or bank	Feb 7, 2026 over 10 d
11	Strategic Advisers LLC national BD	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 6, 2026 over 52 d
2	Ameriprise Financial Services, LLC national BD	Charles Schwab & Co., Inc. national BD	Lewisville, Tx +1	Affiliated broker-dealer or bank to another	Jan 5, 2026 over 1 d
11	Strategic Advisers LLC national BD	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Dec 1, 2025 over 16 d
2	Edward Jones national BD	Charles Schwab & Co., Inc. national BD	St Louis, Mo +1	Affiliated broker-dealer or bank to another	Nov 17, 2025 over 9 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charles Schwab & Co., Inc. national BD	El Cajon, Ca +1	Wirehouse to affiliated broker-dealer or bank	Sep 5, 2025 over 5 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charles Schwab & Co., Inc. national BD	San Jose, Ca	Wirehouse to affiliated broker-dealer or bank	Aug 7, 2025 over 13 d
2	Fisher Investments independent RIA	Charles Schwab & Co., Inc. national BD	Plano, Tx	RIA to affiliated broker-dealer or bank	Jul 18, 2025
2	J.P. Morgan Securities LLC wirehouse	Charles Schwab & Co., Inc. national BD	Los Angeles, Ca +1	Wirehouse to affiliated broker-dealer or bank	Jul 14, 2025 over 9 d
2	Texas Capital Bank Private Wealth Advisors independent RIA	Charles Schwab & Co., Inc. national BD	Fort Worth, Tx	RIA to affiliated broker-dealer or bank	Jun 10, 2025
2	J.P. Morgan Securities LLC wirehouse	Charles Schwab & Co., Inc. national BD	Austin, Tx +1	Wirehouse to affiliated broker-dealer or bank	May 25, 2025 over 10 d
2	Equitable Advisors, LLC national BD	Charles Schwab & Co., Inc. national BD	Melville, Ny +1	Affiliated broker-dealer or bank to another	May 7, 2025 over 1 d
63 Large transfer	Strategic Advisers LLC national BD	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Apr 4, 2025 over 217 d
2	J.P. Morgan Securities LLC wirehouse	Charles Schwab & Co., Inc. national BD	Newport Beach, Ca +1	Wirehouse to affiliated broker-dealer or bank	Mar 25, 2025 over 3 d
3	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Trophy Club, Tx +2	Affiliated broker-dealer or bank to another	Jan 27, 2025 over 10 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Oak Brook, Il +1	Affiliated broker-dealer or bank to another	Dec 23, 2024 over 14 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charles Schwab & Co., Inc. national BD	New York, Ny +1	Wirehouse to affiliated broker-dealer or bank	Oct 25, 2024 over 3 d
2	Wells Fargo Advisors wirehouse	Charles Schwab & Co., Inc. national BD	Boca Raton, Fl +1	Wirehouse to affiliated broker-dealer or bank	Sep 26, 2024 over 12 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Westlake, Tx	Affiliated broker-dealer or bank to another	Jul 17, 2024 over 14 d
2	Morgan Stanley wirehouse	Charles Schwab & Co., Inc. national BD	Palo Alto, Ca +1	Wirehouse to affiliated broker-dealer or bank	May 9, 2024 over 5 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 3, 2024 over 6 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Feb 14, 2024 over 14 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Westlake, Tx	Affiliated broker-dealer or bank to another	Jan 17, 2024 over 8 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Dec 19, 2023 over 1 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Orland Park, Il	Affiliated broker-dealer or bank to another	Oct 18, 2023 over 5 d
2	First Command Advisory Services BD affiliated	Charles Schwab & Co., Inc. national BD	Fort Worth, Tx +1	Affiliated broker-dealer or bank to another	Oct 11, 2023 over 9 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Apr 21, 2023 over 13 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Malvern, Pa	Affiliated broker-dealer or bank to another	Mar 28, 2023 over 7 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Feb 16, 2023 over 8 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Feb 1, 2023
2	Usaa Investment Services Company no RAUM	Charles Schwab & Co., Inc. national BD	San Antonio, Tx	Other	Jan 25, 2023 over 12 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Malvern, Pa	Affiliated broker-dealer or bank to another	Jan 20, 2023 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Dec 6, 2022 over 3 d
2	Wells Fargo Advisors wirehouse	Charles Schwab & Co., Inc. national BD	San Diego, Ca +1	Wirehouse to affiliated broker-dealer or bank	Nov 30, 2022 over 8 d
2	Wells Fargo Advisors wirehouse	Charles Schwab & Co., Inc. national BD	Orlando, Fl	Wirehouse to affiliated broker-dealer or bank	Oct 19, 2022 over 6 d
2	Morgan Stanley wirehouse	Charles Schwab & Co., Inc. national BD	Duarte, Ca +1	Wirehouse to affiliated broker-dealer or bank	Oct 13, 2022 over 6 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Aug 15, 2022 over 4 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Jul 5, 2022 over 14 d
2	Wells Fargo Advisors wirehouse	Charles Schwab & Co., Inc. national BD	Fort Worth, Tx +1	Wirehouse to affiliated broker-dealer or bank	Jun 23, 2022 over 7 d
2	Wells Fargo Advisors wirehouse	Charles Schwab & Co., Inc. national BD	Pleasant Hill, Ca +1	Wirehouse to affiliated broker-dealer or bank	Jun 22, 2022 over 7 d
4	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jun 20, 2022 over 8 d
2	J.P. Morgan Securities LLC wirehouse	Charles Schwab & Co., Inc. national BD	Glendale Heights, Il +1	Wirehouse to affiliated broker-dealer or bank	May 21, 2022 over 14 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charles Schwab & Co., Inc. national BD	Howard Beach, Ny +1	Wirehouse to affiliated broker-dealer or bank	May 13, 2022 over 5 d
2	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Apr 19, 2022 over 10 d
3	UBS Financial Services Inc. wirehouse	Charles Schwab & Co., Inc. national BD	Weehawken, Nj	Wirehouse to affiliated broker-dealer or bank	Apr 11, 2022 over 7 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Apr 7, 2022 over 4 d
2	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Charles Schwab & Co., Inc. national BD	New York, Ny	Wirehouse to affiliated broker-dealer or bank	Apr 4, 2022 over 4 d
2	Morgan Stanley wirehouse	Charles Schwab & Co., Inc. national BD	Austin, Tx +1	Wirehouse to affiliated broker-dealer or bank	Feb 10, 2022 over 5 d
2	Fisher Investments independent RIA	Charles Schwab & Co., Inc. national BD	Plano, Tx	RIA to affiliated broker-dealer or bank	Feb 8, 2022 over 8 d
2	Vanguard Advisers, Inc. BD affiliated	Charles Schwab & Co., Inc. national BD	Scottsdale, Az	Affiliated broker-dealer or bank to another	Jan 25, 2022 over 13 d
6	Fidelity Personal And Workplace Advisors BD affiliated	Charles Schwab & Co., Inc. national BD	Boston, Ma	Affiliated broker-dealer or bank to another	Jan 10, 2022 over 35 d

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156 teams match.derived from registration dates