DFX Intelligence
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Channel change (one enterprise)
9 advisors moved from C••••• P••••••• O••• L•• to C••••• P••••••• R••••••••• P••• C•••••••••
Not a lift-out: both firms report C••••• Partners Equity Holding Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoinstitutionalOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Matthew Albert Westfall | New York, Ny | Apr 21, 2023 | Apr 25, 2023 |
| Gavin Wade Koenig | New York, Ny | Apr 24, 2023 | Jan 1, 2025 |
| Jeff Wayne Graf | New York, Ny | Apr 24, 2023 | Apr 28, 2023 |
| Jennifer Ann Huelsman | New York, Ny | Apr 24, 2023 | Apr 25, 2023 |
| Jeremy Franklin Davis | New York, Ny | Apr 24, 2023 | Apr 28, 2023 |
| Leslie Shockley Ballantine | New York, Ny | Apr 24, 2023 | Apr 25, 2023 |
| Mark Richard Priebe | New York, Ny | Apr 24, 2023 | Apr 28, 2023 |
| Nicholas M Jackson | New York, Ny | Apr 24, 2023 | Apr 26, 2023 |
| Stephanie L Broughton | New York, Ny | Apr 24, 2023 | Apr 25, 2023 |
The rule
- Registrations ended
- Apr 21, 2023 to Apr 24, 2023
- Registered next
- Apr 25, 2023 to Jan 1, 2025
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 87 (people still on IAPD; an estimate)
- Share of that headcount
- 10%
- One enterprise because
- both firms report C••••• Partners Equity Holding Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape