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Firm absorbed

5 advisors left W•••••• • A••••••••• L•• for C••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Brady Allen JonesLittleton, CoSep 12, 2025Jun 10, 2025
Christopher John FreyLittleton, CoSep 12, 2025Jun 9, 2025
Eleni YerosLittleton, CoSep 12, 2025Jun 9, 2025
Shaun Michael CavanaghLittleton, CoSep 12, 2025Jun 9, 2025
William MichenerLittleton, CoSep 12, 2025Jun 9, 2025
The rule
Registrations ended
Sep 12, 2025
Registered next
Jun 9, 2025 to Jun 10, 2025
Branch state
CO
Cities
1, most in Littleton, Co
Registered there that day
6 (people still on IAPD; an estimate)
Share of that headcount
83%
Succession by the destination
none on the tape