DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

C••••••••• J••• F•••

S••••••••• P•••••• C•••••• M••••••••• L••otherDenver, Co IA-onlyIAPD 3142020

Certified Financial Planner

Feed of 09/15/2026

Also filed as Chris John Frey

At current firm

1 y

since Aug 27, 2025

In the industry

12 y

since Aug 26, 2014 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

S••••••••• P•••••• C•••••• M••••••••• L•• other current
since Aug 27, 2025 · Columbia, Sc
C••• L•• BD affiliated
Jun 9, 2025 to Aug 12, 2025 · Omaha, Ne
W•••••• • A••••••••• L•• former
Nov 15, 2024 to Sep 12, 2025 · Littleton, Co
A••••• A•• P••••••• S••••••• BD affiliated
Sep 3, 2019 to Oct 28, 2024 · Denver, Co
C•••••••• I••••••••• R••••••• A•••••••• I••• BD affiliated
Jan 10, 2018 to Sep 10, 2018 · Lincoln, Ne

Moves

a registration end followed by a registration begin elsewhere

W•••••• • A••••••••• L•• to C••• L••
left Sep 12, 2025, registered Jun 9, 2025 (-95 days) · RIA to affiliated broker-dealer or bank · moved with a team
C••• L•• to S••••••••• P•••••• C•••••• M••••••••• L••
left Aug 12, 2025, registered Aug 27, 2025 (15 days) · Affiliated broker-dealer or bank to independent RIA
A••••• A•• P••••••• S••••••• to W•••••• • A••••••••• L••
left Oct 28, 2024, registered Nov 15, 2024 (18 days) · Affiliated broker-dealer or bank to independent RIA
C•••••••• I••••••••• R••••••• A•••••••• I••• to A••••• A•• P••••••• S•••••••
left Sep 10, 2018, registered Sep 3, 2019 (358 days) · Affiliated broker-dealer or bank to another

Signals

C••••••••• J••• F••• left W•••••• • A••••••••• L•• for C••• L•• (registered 2025-06-09)
Sep 12, 2025 · Advisor changed firm · fact
C••••••••• J••• F••• left C••• L•• for S••••••••• P•••••• C•••••• M••••••••• L•• (registered 2025-08-27)
Aug 12, 2025 · Advisor changed firm · fact
C••••••••• J••• F••• left A••••• A•• P••••••• S••••••• for W•••••• • A••••••••• L•• (registered 2024-11-15)
Oct 28, 2024 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Other adviserderived
Years in industry: 12derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address