DFX Intelligence
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Channel change (one enterprise)
6 advisors moved from B••••••••• A•••• M••••••••• L•• to B••••••••• W••••• A•••••••• L••
Not a lift-out: both firms report B••••••••• Capital Management Llc as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Amy Blair Lawson | Raleigh, Nc | Dec 31, 2021 | May 1, 2017 |
| Austin Taylor Kobilka | Raleigh, Nc | Dec 31, 2021 | Jun 15, 2018 |
| Jonathan Vance Greeson | Pikeville, Nc | Dec 31, 2021 | Jun 2, 2015 |
| Kevin Randall Eugene Berry | Raleigh, Nc | Dec 31, 2021 | Jul 25, 2016 |
| Miles Wesley Costin | Raleigh, Nc | Dec 31, 2021 | May 10, 2016 |
| Willis Don Heslep | Charlotte, Nc | Dec 31, 2021 | Feb 17, 2020 |
The rule
- Registrations ended
- Dec 31, 2021
- Registered next
- Jun 2, 2015 to Feb 17, 2020
- Branch state
- NC
- Cities
- 3, most in Raleigh, Nc
- Registered there that day
- 26 (people still on IAPD; an estimate)
- Share of that headcount
- 23%
- One enterprise because
- both firms report B••••••••• Capital Management Llc as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape