RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Brookstone Wealth Advisors, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Shankland Financial Advisors, LLC independent RIA | Brookstone Wealth Advisors, LLC no RAUM | Flat Rock, Nc | Other | May 15, 2025 over 8 d |
| 2 | Ae Wealth Management, LLC BD affiliated | Brookstone Wealth Advisors, LLC no RAUM | Greenville, Sc | Other | Nov 13, 2023 |
| 2 | Cg Advisory Services independent RIA | Brookstone Wealth Advisors, LLC independent RIA | Plano, Tx +1 | RIA to RIA | Mar 13, 2023 |
| 2 | Elevated Capital Advisors, LLC independent RIA | Brookstone Wealth Advisors, LLC independent RIA | Plano, Tx | RIA to RIA | Apr 19, 2022 |
| 2 | Regal Investment Advisors LLC BD affiliated | Brookstone Wealth Advisors, LLC independent RIA | Kentwood, Mi | Affiliated broker-dealer or bank to independent RIA | Jan 3, 2020 |
| 3 | Regal Investment Advisors LLC BD affiliated | Brookstone Wealth Advisors, LLC independent RIA | Kentwood, Mi | Affiliated broker-dealer or bank to independent RIA | Sep 11, 2019 |
| 2 | Horter Investment Management, LLC independent RIA | Brookstone Wealth Advisors, LLC independent RIA | Cincinnati, Oh | RIA to RIA | Aug 21, 2019 over 2 d |
| 4 | Regal Investment Advisors LLC BD affiliated | Brookstone Wealth Advisors, LLC independent RIA | Kentwood, Mi | Affiliated broker-dealer or bank to independent RIA | Jul 15, 2019 |
| 3 | Esi Financial Advisors BD affiliated | Brookstone Wealth Advisors, LLC independent RIA | Berlin, Md | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2018 |
| 2 | Global Financial Private Capital, Inc. other | Brookstone Wealth Advisors, LLC other | Sarasota, Fl | Other | Aug 16, 2016 |
| 2 | Midwest Professional Planners, Ltd. other | Brookstone Wealth Advisors, LLC other | Wausau, Wi | Other | Sep 14, 2015 |