DFX Intelligence
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Firm absorbed
4 advisors left S•••••••• A•••••• N•••••• for L••••• W••••• M••••••••• G••••• I•••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Branden Curtiss Bosch | Brighton, Mi | Aug 9, 2022 | Aug 9, 2022 |
| Mark Clement Boccarossa | Brighton, Mi | Aug 9, 2022 | Aug 8, 2022 |
| Joshua David Stamm | Brighton, Mi | Aug 16, 2022 | Aug 16, 2022 |
| Ronald Jacob Dawson | Brighton, Mi | Aug 16, 2022 | Aug 16, 2022 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Aug 9, 2022 to Aug 16, 2022
- Registered next
- Aug 8, 2022 to Aug 16, 2022
- Branch state
- MI
- Cities
- 1, most in Brighton, Mi
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 57%
- Succession by the destination
- none on the tape