DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
L••••• W••••• M••••••••• G••••• I•••
Latest filing Mar 22, 2026
First filing on the tape Jun 15, 2022 · 12 filings
SEC status approved since Dec 6, 2022
RAUM
$290M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$287M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$41.4M
derived; firm RAUM over IAPD count
Employees
19
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
12 filings and snapshots on the tape
RAUM$290M as of Mar 22, 2026
Feb 22, 2023$154M then
HNW client RAUM$211M as of Mar 22, 2026
Feb 22, 2023$75.0M then
State-registered IARs (5.B.3)6 as of Mar 22, 2026
Feb 22, 20234 then
Employees (5.A)19 as of Mar 22, 2026
Feb 22, 20236 then
Private funds: no history
RAUM +24% over the last fiscal year+23% a year over threeIARs 6 to 6
Practice profile
derived from the filing of Mar 22, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $41.4MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 138derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.2MderivedHNW RAUM over HNW clients
- Average account
- $166,187derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.7derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +24%derivedbetween the last two annual amendments
- Advisor growth, one year
- +0.0%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +17%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individualsreportedItem 5.G
- Wrap fee program
- $261MreportedItem 5.I
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$211M73%
- Individuals$75.6M26%
- Charitable organizations$2.9M1.0%
- Corporations and businesses$70,0000.0%
- Individual clients
- 784reported
- HNW clients
- 179reported
- Pension plan clients
- n/areported
- Charitable clients
- 13reported
- Accounts
- 1,744reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| M••• C•••••• B••••••••• | Lynchburg, Va | Aug 8, 2022 | 14 y | 1 |
| B•••••• C•••••• B•••• | Lynchburg, Va | Aug 9, 2022 | 12 y | 3 |
| R••••• J•••• D••••• | Lynchburg, Va | Aug 16, 2022 | 18 y | 3 |
| J••••• D•••• S•••• | Lynchburg, Va | Aug 16, 2022 | 24 y | 3 |
| J•••• C•••••• Z••• | Lynchburg, Va | May 22, 2023 | 11 y | 0 |
| L•••• T• S•••• | Lynchburg, Va | Nov 6, 2024 | 10 y | 0 |
| J•••••• J• B••••• | Lynchburg, Va | Mar 23, 2026 | 11 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- J••••• D•••• S•••• from S•••••••• A•••••• N••••••Aug 16, 2022 · RIA to a newly registered adviser
- R••••• J•••• D••••• from S•••••••• A•••••• N••••••Aug 16, 2022 · RIA to a newly registered adviser
- B•••••• C•••••• B•••• from S•••••••• A•••••• N••••••Aug 9, 2022 · RIA to a newly registered adviser
- M••• C•••••• B••••••••• from S•••••••• A•••••• N••••••Aug 8, 2022 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from S•••••••• A•••••• N••••••Aug 9, 2022 · Brighton, Mi · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• B••••••• J•••• · Partnercontrolsince 07/2022 · owns 10% to 25%
- D•••••• R•••••• J•••• · Ceo / Ccocontrolsince 07/2022 · owns 25% to 50%
- S••••• J•••••• D•••• · Partnercontrolsince 07/2022 · owns 25% to 50%
Related persons
Schedule D 7.A
- O•• D•••••••• I•••••••• P•••••••real estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Lynchburg, Va · principal | 7 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- HNW share shiftChange between filings · filing Mar 22, 2026HNW share of RAUM moved from 55.0% to 73.0% between the annual amendments of 2025-03-31 and 2026-03-22peers: independent wealth managers, $100M to $500M (5,676)
What changed
consecutive filings, newest first
- Accounts · 1,422 to 1,744Jun 12, 2025 to Mar 22, 2026
- Charity clients · 12 to 13Jun 12, 2025 to Mar 22, 2026
- Corporate clients · 13 to 15Jun 12, 2025 to Mar 22, 2026
- HNW clients · 58 to 179Jun 12, 2025 to Mar 22, 2026
- Individual clients · 764 to 784Jun 12, 2025 to Mar 22, 2026
- Employees · 17 to 19Jun 12, 2025 to Mar 22, 2026
- Discretionary RAUM · $233M to $290MJun 12, 2025 to Mar 22, 2026
- HNW RAUM · $129M to $211MJun 12, 2025 to Mar 22, 2026
- Individual RAUM · $98.5M to $75.6MJun 12, 2025 to Mar 22, 2026
- RAUM · $233M to $290MJun 12, 2025 to Mar 22, 2026
- Related adviser · false to trueJun 12, 2025 to Mar 22, 2026
- Financial planning clients · 0 to 0Mar 31, 2025 to Jun 12, 2025
- Accounts · 1,338 to 1,422Oct 23, 2024 to Mar 31, 2025
- Advisory employees · 5 to 6Oct 23, 2024 to Mar 31, 2025
- Charity clients · 7 to 12Oct 23, 2024 to Mar 31, 2025
- Corporate clients · 11 to 13Oct 23, 2024 to Mar 31, 2025
- HNW clients · 50 to 58Oct 23, 2024 to Mar 31, 2025
- Individual clients · 752 to 764Oct 23, 2024 to Mar 31, 2025
- Custody of client assets · true to falseOct 23, 2024 to Mar 31, 2025
- Employees · 12 to 17Oct 23, 2024 to Mar 31, 2025
- State-registered IARs · 5 to 6Oct 23, 2024 to Mar 31, 2025
- Discretionary RAUM · $208M to $233MOct 23, 2024 to Mar 31, 2025
- HNW RAUM · $117M to $129MOct 23, 2024 to Mar 31, 2025
- Individual RAUM · $87.1M to $98.5MOct 23, 2024 to Mar 31, 2025
- RAUM · $208M to $233MOct 23, 2024 to Mar 31, 2025
- Accounts · 1,190 to 1,338Dec 13, 2023 to Mar 7, 2024
- Charity clients · 6 to 7Dec 13, 2023 to Mar 7, 2024
- Corporate clients · 10 to 11Dec 13, 2023 to Mar 7, 2024
- HNW clients · 73 to 50Dec 13, 2023 to Mar 7, 2024
- Individual clients · 554 to 752Dec 13, 2023 to Mar 7, 2024
- Assets in custody · $154M to $208MDec 13, 2023 to Mar 7, 2024
- Employees · 7 to 12Dec 13, 2023 to Mar 7, 2024
- Discretionary RAUM · $154M to $208MDec 13, 2023 to Mar 7, 2024
- HNW RAUM · $75.0M to $117MDec 13, 2023 to Mar 7, 2024
- Individual RAUM · $77.0M to $87.1MDec 13, 2023 to Mar 7, 2024
- RAUM · $154M to $208MDec 13, 2023 to Mar 7, 2024
- Advisory employees · 4 to 5Feb 22, 2023 to Dec 13, 2023
- Assets in custody · unset to 154400000.0Feb 22, 2023 to Dec 13, 2023
- Custody of client assets · false to trueFeb 22, 2023 to Dec 13, 2023
- Employees · 6 to 7Feb 22, 2023 to Dec 13, 2023
Signals
2 dated events
- S•••••••• A•••••• N••••••'s advisors moved to L••••• W••••• M••••••••• G••••• I••• (Brighton, MI): 4 of 7 registered, within 7 daysAug 9, 2022 · Firm absorbed (people side) · derived
- L••••• W••••• M••••••••• G••••• I••• filed its initial SEC registration (Form ADV)Jun 15, 2022 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 434-266-1214reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/my-legacy-wealth-management-groupreportedpublic record, Form ADV, Sep 18, 2026
- Website
- l•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 434-266-1214reportedpublic record, Form ADV, Mar 22, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $41.4Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026