DFX Intelligence
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Firm absorbed
4 advisors left C••••• T•••••• H••••• • B•••••• A••••••• for K••••• A••••••• S•••••••• L••
othertootherOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Donald Grant | Wichita, Ks | Dec 31, 2016 | Oct 3, 2016 |
| Elizabeth Jeanne Moeller | Wichita, Ks | Dec 31, 2016 | Oct 5, 2016 |
| Jeffrey Allen Breault | Wichita, Ks | Dec 31, 2016 | Oct 14, 2016 |
| Peter George Cohlmia | Wichita, Ks | Dec 31, 2016 | Oct 14, 2016 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Dec 31, 2016
- Registered next
- Oct 3, 2016 to Oct 14, 2016
- Branch state
- KS
- Cities
- 1, most in Wichita, Ks
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Apr 7, 2016), not necessarily this firm