DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that joined Kestra Advisory Services, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | St Louis, Mo | Affiliated broker-dealer or bank to another | Aug 24, 2026 over 3 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | San Diego, Ca +1 | Affiliated broker-dealer or bank to another | Aug 20, 2026 |
| 4 | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Fairview Hghts, Il +3 | Affiliated broker-dealer or bank to another | Aug 12, 2026 over 13 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Clayton, Mo | Affiliated broker-dealer or bank to another | Aug 11, 2026 |
| 2 | Newedge Advisors BD affiliated | Kestra Advisory Services, LLC BD affiliated | New Orleans, La | Affiliated broker-dealer or bank to another | Aug 4, 2026 |
| 2 | Bfc Planning, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Cedar Rapids, Ia | Affiliated broker-dealer or bank to another | Jul 28, 2026 |
| 4 | Ameriprise Financial Services, LLC national BD | Kestra Advisory Services, LLC BD affiliated | Plano, Tx +2 | Affiliated broker-dealer or bank to another | Jul 2, 2026 over 6 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Huntingdon Valley, Pa | Affiliated broker-dealer or bank to another | Jun 17, 2026 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Old Saybrook, Ct | Affiliated broker-dealer or bank to another | Jun 11, 2026 over 1 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Saint Charles, Il | Affiliated broker-dealer or bank to another | Jun 1, 2026 over 2 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Sheboygan, Wi | Affiliated broker-dealer or bank to another | Jun 1, 2026 |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Waltham, Ma | Affiliated broker-dealer or bank to another | May 20, 2026 over 1 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Freehold, Nj | Affiliated broker-dealer or bank to another | May 20, 2026 over 1 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Naperville, Il +1 | Affiliated broker-dealer or bank to another | Apr 29, 2026 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Lockport, Ny | Affiliated broker-dealer or bank to another | Apr 2, 2026 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Reading, Ma +1 | Affiliated broker-dealer or bank to another | Mar 3, 2026 over 1 d |
| 2 | Hornor, Townsend & Kent, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | Edison, Nj +1 | RIA to affiliated broker-dealer or bank | Feb 17, 2026 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Warrington, Pa +1 | Affiliated broker-dealer or bank to another | Jan 27, 2026 |
| 2 | Collins Wealth Management, Inc. unclassified | Kestra Advisory Services, LLC BD affiliated | Colorado Springs, Co | Other | Jan 20, 2026 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Islamorada, Fl +1 | Affiliated broker-dealer or bank to another | Jan 8, 2026 over 12 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Waltham, Ma | Affiliated broker-dealer or bank to another | Jan 6, 2026 over 21 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Durham, Nc | Affiliated broker-dealer or bank to another | Dec 31, 2025 |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Pittsburgh, Pa | Affiliated broker-dealer or bank to another | Nov 20, 2025 |
| 2 | Strategic Advisers LLC national BD | Kestra Advisory Services, LLC BD affiliated | Boston, Ma | Affiliated broker-dealer or bank to another | Nov 20, 2025 over 11 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Lacey, Wa +1 | Affiliated broker-dealer or bank to another | Nov 7, 2025 over 13 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Henrico, Va | Affiliated broker-dealer or bank to another | Nov 4, 2025 |
| 2 | Cetera Investment Advisers LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Greensboro, Nc | Affiliated broker-dealer or bank to another | Oct 8, 2025 |
| 10 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Westwood, Ma +3 | Affiliated broker-dealer or bank to another | Oct 2, 2025 over 7 d |
| 2 | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Charleroi, Pa | Affiliated broker-dealer or bank to another | Sep 25, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Springfield, Nj +1 | Affiliated broker-dealer or bank to another | Sep 25, 2025 over 5 d |
| 4 | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Fort Mill, Sc +3 | Affiliated broker-dealer or bank to another | Sep 18, 2025 over 8 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Exeland, Wi +1 | Affiliated broker-dealer or bank to another | Sep 16, 2025 |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Cotopaxi, Co | Affiliated broker-dealer or bank to another | Sep 9, 2025 |
| 5 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Ponte Vedra, Fl +2 | Affiliated broker-dealer or bank to another | Sep 4, 2025 over 5 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Beaver, Pa | Affiliated broker-dealer or bank to another | Sep 4, 2025 |
| 4 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Holyoke, Ma +1 | Affiliated broker-dealer or bank to another | Sep 2, 2025 over 2 d |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Advisory Services, LLC BD affiliated | New York, Ny +1 | Wirehouse to affiliated broker-dealer or bank | Sep 2, 2025 over 6 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Santa Cruz, Ca +2 | Affiliated broker-dealer or bank to another | Aug 27, 2025 over 13 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Worthington, Oh | Affiliated broker-dealer or bank to another | Aug 11, 2025 |
| 4 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Mesa, Az +1 | Affiliated broker-dealer or bank to another | Aug 7, 2025 over 1 d |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Vestavia Hills, Al | Affiliated broker-dealer or bank to another | Aug 7, 2025 |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | San Diego, Ca +2 | Affiliated broker-dealer or bank to another | Aug 7, 2025 over 1 d |
| 2 | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Davison, Mi +1 | Affiliated broker-dealer or bank to another | Aug 6, 2025 over 1 d |
| 4 | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Spokane Valley, Wa | Affiliated broker-dealer or bank to another | Aug 4, 2025 |
| 9 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Freehold, Nj +3 | Affiliated broker-dealer or bank to another | Jul 31, 2025 |
| 3 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Amherst, Ma +2 | Affiliated broker-dealer or bank to another | Jul 15, 2025 over 16 d |
| 2 | Commonwealth Financial Network national BD | Kestra Advisory Services, LLC BD affiliated | Simpson, Il | Affiliated broker-dealer or bank to another | Jul 8, 2025 |
| 2 | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | League City, Tx +1 | Affiliated broker-dealer or bank to another | Jun 23, 2025 over 3 d |
| 2 | Independent Financial Group, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Encinitas, Ca | Affiliated broker-dealer or bank to another | Jun 20, 2025 |
| 4 | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Penn Laird, Va +1 | Affiliated broker-dealer or bank to another | Jun 12, 2025 |
| 2 | Beacon Financial Services, Inc unclassified | Kestra Advisory Services, LLC BD affiliated | Wayne, Pa | Other | Apr 15, 2025 |
| 2 | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Kestra Advisory Services, LLC BD affiliated | Fort Worth, Tx | Wirehouse to affiliated broker-dealer or bank | Mar 24, 2025 over 8 d |
| 2 | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Columbus, Oh +1 | Affiliated broker-dealer or bank to another | Mar 14, 2025 over 6 d |
| 4 | LPL Financial LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Wayne, Pa | Affiliated broker-dealer or bank to another | Mar 11, 2025 over 1 d |
| 3 | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Camp Hill, Pa +1 | Affiliated broker-dealer or bank to another | Jan 30, 2025 |
| 2 | Cambridge Investment Research Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Colorado Springs, Co | Affiliated broker-dealer or bank to another | Jan 27, 2025 |
| 2 | Myles Wealth Management, LLC independent RIA | Kestra Advisory Services, LLC BD affiliated | Florida, Ny | RIA to affiliated broker-dealer or bank | Dec 10, 2024 |
| 3 | Osaic Wealth, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Tinton Falls, Nj | Affiliated broker-dealer or bank to another | Nov 2, 2024 over 2 d |
| 3 | Valic Financial Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Knoxville, Tn | Affiliated broker-dealer or bank to another | Nov 1, 2024 |
| 18 | B. Riley Wealth Advisors, Inc. BD affiliated | Kestra Advisory Services, LLC BD affiliated | Boca Raton, Fl +3 | Affiliated broker-dealer or bank to another | Oct 30, 2024 over 1 d |
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158 teams match.derived from registration dates