DFX Intelligence
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Team lift-out
2 advisors left D••• I••••••••• L•• for D•••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Conor James Gum | Bethlehem, Pa | Dec 31, 2023 | Dec 8, 2023 |
| James Anthony Serratelli | Bethlehem, Pa | Dec 31, 2023 | Dec 8, 2023 |
The rule
- Registrations ended
- Dec 31, 2023
- Registered next
- Dec 8, 2023
- Branch state
- PA
- Cities
- 1, most in Bethlehem, Pa
- Registered there that day
- 34 (people still on IAPD; an estimate)
- Share of that headcount
- 5.9%
- Succession by the destination
- a succession within a year (Aug 2, 2023), not necessarily this firm