RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that joined Diversify Advisory Services, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Rockland, Ma | Affiliated broker-dealer or bank to another | Sep 14, 2026 |
| 5 | Eagle Strategies LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Burlington, Ma +2 | Affiliated broker-dealer or bank to another | Nov 4, 2025 over 1 d |
| 2 | Commonwealth Financial Network national BD | Diversify Advisory Services, LLC BD affiliated | Duxbury, Ma +1 | Affiliated broker-dealer or bank to another | Aug 15, 2025 |
| 8 | Ameriprise Financial Services, LLC national BD | Diversify Advisory Services, LLC BD affiliated | Sandy, Ut +5 | Affiliated broker-dealer or bank to another | May 30, 2025 over 5 d |
| 3 | Diversify Wealth Management LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | Orem, Ut | RIA to affiliated broker-dealer or bank | Jul 17, 2024 |
| 2 | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | Bethlehem, Pa | RIA to affiliated broker-dealer or bank | Dec 31, 2023 |
| 5 | Dfpg Investments, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | Santa Rosa, Ca +2 | RIA to affiliated broker-dealer or bank | Dec 22, 2023 over 11 d |
| 5 | Osaic Wealth, Inc. BD affiliated | Diversify Advisory Services, LLC BD affiliated | Honolulu, Hi | Affiliated broker-dealer or bank to another | Nov 21, 2023 over 8 d |
| 2 | Wells Fargo Advisors wirehouse | Diversify Advisory Services, LLC BD affiliated | Santa Rosa, Ca | Wirehouse to affiliated broker-dealer or bank | Nov 3, 2022 |
| 3 | Hornor, Townsend & Kent, LLC BD affiliated | Diversify Advisory Services, LLC BD affiliated | Conshohocken, Pa | Affiliated broker-dealer or bank to another | Oct 27, 2022 |
| 2 | Crown Capital Securities, L.P. independent RIA | Diversify Advisory Services, LLC BD affiliated | Orange, Ca | RIA to affiliated broker-dealer or bank | Mar 9, 2020 over 1 d |
| 2 | American Financial Network Advisory Services, LLC independent RIA | Diversify Advisory Services, LLC BD affiliated | Los Angeles, Ca | RIA to affiliated broker-dealer or bank | Jun 25, 2018 over 7 d |
| 7 | First Allied Advisory Services, Inc. other | Diversify Advisory Services, LLC BD affiliated | San Jose, Ca +1 | Other | Dec 21, 2015 |