DFX Intelligence

RIA Intelligence

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Firm absorbed

3 advisors left J• H••••••• F••••••••• I••• for L••••••• P•••••• A•••• M••••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Anthony SmithWalnut Creek, CaJun 19, 2020Jun 24, 2020
Bryan Patrick HaslingWalnut Creek, CaJun 19, 2020Jun 24, 2020
Joseph Webster HarrisonWalnut Creek, CaJun 26, 2020Feb 5, 2025
The rule
Registrations ended
Jun 19, 2020 to Jun 26, 2020
Registered next
Jun 24, 2020 to Feb 5, 2025
Branch state
CA
Cities
1, most in Walnut Creek, Ca
Registered there that day
3 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of J• H••••••• F••••••••• I•••Other teams into L••••••• P•••••• A•••• M••••••••• L••