DFX Intelligence
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Team lift-out
2 advisors left C•••••••• F•••••••• G•••• A••••••• for T••••••••• A•••••••• L••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Larry Jason Sims | Montgomery, Al | Jan 31, 2019 | Feb 1, 2019 |
| Paul Benson Marks | Montgomery, Al | Jan 31, 2019 | Feb 2, 2019 |
The rule
- Registrations ended
- Jan 31, 2019
- Registered next
- Feb 1, 2019 to Feb 2, 2019
- Branch state
- AL
- Cities
- 1, most in Montgomery, Al
- Registered there that day
- 308 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape