DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Firm absorbed

4 advisors left R••••••••• P••••••• S••••••••• for L•••••• S•• I••••••••• A•••••••• L•••••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
James Joseph CuoratoWillow Grove, PaDec 23, 2021May 4, 2021
Christopher M SaccoWillow Grove, PaDec 31, 2021May 4, 2021
Joseph Philip SarappoWillow Grove, PaDec 31, 2021May 5, 2021
Kyle Patrick JenningsWillow Grove, PaDec 31, 2021May 5, 2021
The rule
Registrations ended
Dec 23, 2021 to Dec 31, 2021
Registered next
May 4, 2021 to May 5, 2021
Branch state
PA
Cities
1, most in Willow Grove, Pa
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of R••••••••• P••••••• S•••••••••Other teams into L•••••• S•• I••••••••• A•••••••• L•••••