DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Lasalle St. Investment Advisors, L.L.C.
Latest filing Jul 29, 2026
First filing on the tape Feb 13, 2012 · 105 filings
SEC status approved since Feb 10, 1989
RAUM
$5.7B
reported, Item 5.F
Discretionary
32%
of RAUM
Private clients
90%
$5.2B individuals and HNW
Advisors
159
registered through the firm on IAPD
RAUM per advisor
$36.1M
derived; firm RAUM over IAPD count
Employees
155
146 advisory (5.B.1)
Offices
70
beyond the principal office
Private funds
0
reported on Schedule D
History
105 filings and snapshots on the tape
RAUM$5.7B as of Jul 29, 2026
Feb 13, 2012$460M then
HNW client RAUM$2.7B as of Jul 29, 2026
Mar 28, 2018$503M then
State-registered IARs (5.B.3)146 as of Jul 29, 2026
Mar 28, 201373 then
Employees (5.A)155 as of Jul 29, 2026
Mar 28, 201380 then
Private funds: no history
RAUM +32% over the last fiscal year+28% a year over threeIARs 137 to 146
Practice profile
derived from the filing of Jul 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $36.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 86derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.0MderivedHNW RAUM over HNW clients
- Average account
- $402,009derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 32%derivedof RAUM
- Institutional
- 8.4%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 2.2derived71 offices incl. principal (1.F.5)
- RAUM growth, one year
- +32%derivedbetween the last two annual amendments
- Advisor growth, one year
- +6.6%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- $5.7B, 14,284 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$2.7B47%
- Individuals$2.5B44%
- Pension and profit-sharing plans$483M8.4%
- Corporations and businesses$61.7M1.1%
- Charitable organizations$1.9M0.0%
- Individual clients
- 12,817reported
- HNW clients
- 894reported
- Pension plan clients
- 469reported
- Charitable clients
- 5reported
- Accounts
- 14,284reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- noreported
- Custody of client assets
- $5.7B for 14,284 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.9 fund_share=0.0 institutional_share=0.08 related_bd=true related_bank=false bd_reps=121.0derived
Advisors registered through the firm
157 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Daniel Carter Stybr | Arlington Heights, Il | Jul 8, 1998 | 40 y | 0 |
| Juliette Christine Romeo | Arlington Heights, Il | Jul 8, 1998 | 39 y | 0 |
| Paul K WongCertified Financial Planner | Elmhurst, Il | Apr 17, 1999 | 30 y | 0 |
| Jason Herbert FrankCertified Financial Planner | Fort Wayne, In | Jan 31, 2002 | 30 y | 0 |
| Thomas Francis Hivko | Shererville, In | Jan 29, 2003 | 46 y | 0 |
| Larry Thomas Vandeventer | Windham, Nh | May 10, 2004 | 42 y | 0 |
| Dennis Richard Tierney | Elmhurst, Il | Nov 22, 2005 | 40 y | 1 |
| John Gerard Berger | Elmhurst, Il | Jan 6, 2006 | 41 y | 2 |
| Michael John Graham | Alexandria, Va | Jan 12, 2006 | 35 y | 0 |
| Henry Michael Fisher | Sudbury, Ma | Feb 15, 2006 | 35 y | 1 |
| James Joseph Kelly | Front Royal, Va | May 12, 2006 | 30 y | 0 |
| Regan Alan Beaver | Elmhurst, Il | Jun 7, 2006 | 23 y | 0 |
| Todd Stuart Morgan | Elmhurst, Il | Nov 6, 2006 | 41 y | 0 |
| Cheryl Lynn Germany-Higgins | Tyler, Tx | Sep 4, 2008 | 28 y | 2 |
| Robert Michael Widman | Elmhurst, Il | Jan 21, 2009 | 31 y | 0 |
| Larry Neil Goddard | Oklahoma City, Ok | Jul 20, 2009 | 30 y | 1 |
| Joseph Supina | Elmhurst, Il | Aug 20, 2009 | 24 y | 2 |
| Matthew Scott Hood | Indianapolis, In | May 10, 2010 | 24 y | 2 |
| Thomas William LindCertified Financial Planner | Eau Claire, Wi | Oct 11, 2010 | 28 y | 2 |
| David Alan Johnson | Durango, Co | Nov 17, 2010 | 39 y | 0 |
| Matthew Robert Nall | Indianapolis, In | Jan 6, 2011 | 32 y | 2 |
| Thomas John Ervolina | Allentown, Pa | Jan 19, 2011 | 21 y | 0 |
| Timothy Stephen Meisenheimer | Warrenville, Il | Feb 17, 2011 | 18 y | 1 |
| Vernon Kent Nicholson | Tyler, Tx | Apr 11, 2011 | 43 y | 0 |
| Adam Joseph Kenworthy | Indianapolis, In | Feb 7, 2012 | 18 y | 0 |
| Jerrod Iven Spriet | Pendleton, Or | Mar 2, 2012 | 31 y | 0 |
| Kelly D HeneCertified Financial Planner | Downers Grove, Il | Mar 9, 2012 | 27 y | 2 |
| Jason Franklin Briscoe | Elmhurst, Il | Jun 29, 2012 | 25 y | 4 |
| Kirk Alan Loomis | Elmhurst, Il | Jul 27, 2012 | 27 y | 3 |
| Bradley Joseph Miller | Indianapolis, In | Aug 2, 2012 | 20 y | 0 |
| Michael James Sykes | Indianapolis, In | Jan 7, 2013 | 21 y | 0 |
| Kurt Edward Weiper | Inidanapolis, In | Jan 17, 2013 | 18 y | 0 |
| Gregory Shirk | Fort Wayne, In | May 20, 2013 | 16 y | 2 |
| Dwight Lewis PiggCertified Financial Planner | Canton, Il | Jul 12, 2013 | 27 y | 2 |
| Sidney Wayne Yeomans | Bonita Springs, Fl | Dec 3, 2013 | 21 y | 2 |
| John Carter Forbes | Escondido, Ca | Feb 5, 2014 | 40 y | 4 |
| Marie Louise Kata | Edina, Mn | Feb 19, 2014 | 33 y | 0 |
| Mark James Hemmerly | Indianapolis, In | May 2, 2014 | 12 y | 0 |
| Ryan L Backus | Elmhurst, Il | Dec 9, 2014 | 13 y | 0 |
| Elizabeth A Nanovic | Frankfort, Il | Dec 11, 2014 | 11 y | 0 |
Advisor movement
6 left, 4 joined in 12 months
net -2 in 12 months6 left in 90 days2 joined in 90 daysdeparture rate 3.8% of current headcount12 left over 36 months
Left, latest
- David Steven Zoller to Lifeworks Advisors, LLCAug 28, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jeffrey John Talarico to LPL Financial LLCAug 11, 2026 · Affiliated broker-dealer or bank to another
- Sagen Richard Augustin to Jesurun Wealth Advisors LLCJul 21, 2026 · Affiliated broker-dealer or bank to a state-registered adviser
- Aaron James Armstrong to Saxony Capital Management, LLCJul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kimberly Lynn Steinbrenner to Saxony Capital Management, LLCJul 7, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gregory Scott Jackson to Cooper McmanusJun 26, 2026 · Affiliated broker-dealer or bank to independent RIA
- Kyle Kochevar to J.P. Morgan Securities LLCAug 7, 2025 · Affiliated broker-dealer or bank to wirehouse
- Alan Richard Nadolna to Highpoint Planning PartnersMay 1, 2025 · Other
- Tyler J Bartley to Northcoast Asset Management LLCJan 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- Levi Cole Trueblood to Commonwealth Financial NetworkNov 27, 2024 · Affiliated broker-dealer or bank to another
- Kurtis Zuiker to State Farm Investment Management Corp.Apr 26, 2024 · Other
- Lauren T Von Qualen to Edward JonesFeb 26, 2024 · Affiliated broker-dealer or bank to another
- Gina Marie Gallo to Gallo & RussellAug 28, 2023 · Other
- Donald George Sharko to LPL Financial LLCDec 9, 2022 · Affiliated broker-dealer or bank to independent RIA
- David Kenneth Rimkus to LPL Financial LLCDec 9, 2022 · Affiliated broker-dealer or bank to independent RIA
Joined, latest
- Foster Manierre from RBC Capital Markets, LLCSep 3, 2026 · Affiliated broker-dealer or bank to another
- Anthony Degregorio from Osaic Wealth, Inc.Jul 20, 2026 · Affiliated broker-dealer or bank to another
- Cynthia Allen Mann from Commonwealth Financial NetworkFeb 10, 2026 · Affiliated broker-dealer or bank to another
- Courtney Paige Baxter from Commonwealth Financial NetworkJan 9, 2026 · Affiliated broker-dealer or bank to another
- Edward Anthony Perry from Commonwealth Financial NetworkJul 25, 2025 · Affiliated broker-dealer or bank to another
- Jacqueline Lee Bulava from Osaic Advisory Services, LLCApr 15, 2025 · Affiliated broker-dealer or bank to another
- Levi John Palomo from Osaic Advisory Services, LLCApr 11, 2025 · Affiliated broker-dealer or bank to another
- Andrew George Palomo from Osaic Advisory Services, LLCApr 11, 2025 · Affiliated broker-dealer or bank to another
- Jerrold Steven Bergner from Scf Investment Advisors, Inc.Mar 21, 2025 · Affiliated broker-dealer or bank to another
- Jayce J Wallace from Cadaret Grant & Co IncFeb 3, 2025 · Affiliated broker-dealer or bank to another
- Dustin Michael Emerling from Cadaret Grant & Co IncFeb 3, 2025 · Affiliated broker-dealer or bank to another
- Michael J Kaminska from Cadaret Grant & Co IncFeb 3, 2025 · Affiliated broker-dealer or bank to another
- David Lefebre from Cadaret Grant & Co IncFeb 3, 2025 · Affiliated broker-dealer or bank to another
- Timothy John Cleveland from LPL Financial LLCJan 24, 2025 · Affiliated broker-dealer or bank to another
- Isaac Pelts from LPL Financial LLCJan 23, 2025 · Affiliated broker-dealer or bank to another
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Saxony Capital Management, LLCJul 7, 2026 · Wauwatosa, Wi
- 2 left for LPL Financial LLCDec 9, 2022 · Orland Park, Il
- 2 left for Ameriprise Financial Services, LLCDec 4, 2020 · Elmhurst, Il
- 2 joined from Osaic Advisory Services, LLCApr 15, 2025 · Oak Brook, Il
- 4 joined from Cadaret Grant & Co IncFeb 5, 2025 · Clarence, Ny
- 2 joined from Stifel, Nicolaus & Company, IncorporatedJul 16, 2024 · Succasunna, Nj
- 2 joined from Securities America Advisors, Inc.Jan 26, 2024 · Missoula, Mt
- 3 joined from Forum Financial Management, LPNov 7, 2023 · Frankfort, Il
- 2 joined from Securities America Advisors, Inc.Apr 25, 2023 · Las Vegas, Nv
- 2 joined from Securities America Advisors, Inc.Nov 2, 2022 · Williamsville, Ny
- 2 joined from Avantax Advisory ServicesFeb 8, 2022 · Odessa, Tx
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Mitchell Michael Drozd · Chief Investment Officercontrolsince 07/2024 · owns less than 5%
- Edward Vincent Incerto · Chief Compliance Officercontrolsince 01/2018 · owns less than 5%
- John Daniel Schlesser · Cfo/Sec./Treas.controlsince 11/1990 · owns 50% to 75%
Entity owners
- Lasalle St. Holdings, LLC ("Lsh") Formerly · Sole Owner/direct · owns 75% or more
- Lasalle St. Holdings, LLC ("Lsh") Formerly Known As Mcdermott Holdings 1, LP. · Sole Owner/ Managerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Lasalle St Securities, L.L.C.broker-dealern
- Lasalle St. Insurance Services, Increal estaten
- Tilden Loucks & Woodnorth LLCinvestment advisernRAUM $173M
Advisers that list Lasalle St. Investment Advisors, L.L.C. as a related person
- 106713 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Elmhurst, Il · principal | 133 | 14 | 1 | ||
| Frankfort, Il | 10 | 1 | 0 | ||
| Warrenville, Il | 8 | 0 | 0 | ||
| Indianapolis, In | 6 | 0 | 0 | ||
| East Aurora, Ny | 6 | 0 | 0 | ||
| Tyler, Tx | 6 | 0 | 0 | ||
| Oak Brook, Il | 5 | 2 | 0 | ||
| Clarence, Ny | 4 | 0 | 0 | ||
| Hiawatha, Ia | 4 | 0 | 0 | ||
| Willow Grove, Pa | 4 | 0 | 0 | ||
| Fort Wayne, In | 4 | 0 | 0 | ||
| Bloomington, In | 3 | 1 | 0 | ||
| Missoula, Mt | 3 | 2 | 0 | ||
| Oklahoma City, Ok | 3 | 0 | 0 | ||
| Bannockburn, Il | 3 | 0 | 0 | ||
| Baltimore, Md | 2 | 0 | 0 | ||
| Canton, Il | 2 | 0 | 0 | ||
| Las Vegas, Nv | 2 | 0 | 0 | ||
| Lawrence, Mi | 2 | 0 | 0 | ||
| Louisville, Ky | 2 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Warrenville, IL8 employees
- Indianapolis, IN7 employees
- East Aurora, NY6 employees
- Frankfort, IL6 employees
- Tyler, TX6 employees
- Willow Grove, PA4 employees
- Hiawatha, IA4 employees
- Baltimore, MD4 employees
- Kokomo, IN3 employees
- Wauwatosa, WI3 employees
- Las Vegas, NV3 employees
- Oklahoma City, OK3 employees
- Mchenry, IL3 employees
- Odessa, TX3 employees
- Frankfort, IL3 employees
- Lawrence, MI2 employees
- Fort Wayne, IN2 employees
- North Aurora, IL2 employees
- Rochester, MN2 employees
- Fort Wayne, IN2 employees
- Strongsville, OH2 employees
- Bannockburn, IL2 employees
- Bloomington, IN2 employees
- Minnetonka, MN2 employees
- Missoula, MT2 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 29, 2026SCHLESSER, DANIEL, JOHN (CFO/SEC./TREAS.) left Schedule A between the filings of 2024-07-30 and 2026-07-29peers: affiliated wealth managers, $5B to $20B (53)
What changed
consecutive filings, newest first
- Accounts · 11,941 to 14,284Jan 7, 2026 to Mar 30, 2026
- Advisory employees · 137 to 146Jan 7, 2026 to Mar 30, 2026
- BD registered reps · 124 to 121Jan 7, 2026 to Mar 30, 2026
- Charity clients · 2 to 5Jan 7, 2026 to Mar 30, 2026
- Corporate clients · 76 to 99Jan 7, 2026 to Mar 30, 2026
- HNW clients · 648 to 894Jan 7, 2026 to Mar 30, 2026
- Individual clients · 10,816 to 12,817Jan 7, 2026 to Mar 30, 2026
- Pension plan clients · 399 to 469Jan 7, 2026 to Mar 30, 2026
- Assets in custody · $4.3B to $5.7BJan 7, 2026 to Mar 30, 2026
- Employees · 144 to 155Jan 7, 2026 to Mar 30, 2026
- Insurance-licensed employees · 4 to 3Jan 7, 2026 to Mar 30, 2026
- State-registered IARs · 137 to 146Jan 7, 2026 to Mar 30, 2026
- Discretionary RAUM · $1.1B to $1.8BJan 7, 2026 to Mar 30, 2026
- HNW RAUM · $2.0B to $2.7BJan 7, 2026 to Mar 30, 2026
- Individual RAUM · $1.9B to $2.5BJan 7, 2026 to Mar 30, 2026
- Non-discretionary RAUM · $3.2B to $3.9BJan 7, 2026 to Mar 30, 2026
- Pension RAUM · $301M to $483MJan 7, 2026 to Mar 30, 2026
- RAUM · $4.3B to $5.7BJan 7, 2026 to Mar 30, 2026
- Accounts · 10,422 to 11,941Nov 1, 2024 to Mar 28, 2025
- Advisory employees · 134 to 137Nov 1, 2024 to Mar 28, 2025
- BD registered reps · 113 to 124Nov 1, 2024 to Mar 28, 2025
- Corporate clients · 66 to 76Nov 1, 2024 to Mar 28, 2025
- HNW clients · 453 to 648Nov 1, 2024 to Mar 28, 2025
- Individual clients · 9,627 to 10,816Nov 1, 2024 to Mar 28, 2025
- Pension plan clients · 274 to 399Nov 1, 2024 to Mar 28, 2025
- Assets in custody · $3.5B to $4.3BNov 1, 2024 to Mar 28, 2025
- Employees · 141 to 144Nov 1, 2024 to Mar 28, 2025
- Financial planning clients · 11-25 to 11-25Nov 1, 2024 to Mar 28, 2025
- State-registered IARs · 134 to 137Nov 1, 2024 to Mar 28, 2025
- Other offices · 63 to 70Nov 1, 2024 to Mar 28, 2025
- Discretionary RAUM · $780M to $1.1BNov 1, 2024 to Mar 28, 2025
- HNW RAUM · $1.5B to $2.0BNov 1, 2024 to Mar 28, 2025
- Individual RAUM · $1.6B to $1.9BNov 1, 2024 to Mar 28, 2025
- Non-discretionary RAUM · $2.7B to $3.2BNov 1, 2024 to Mar 28, 2025
- Pension RAUM · $270M to $301MNov 1, 2024 to Mar 28, 2025
- RAUM · $3.5B to $4.3BNov 1, 2024 to Mar 28, 2025
- Accounts · 8,533 to 10,422Jun 9, 2023 to Mar 27, 2024
- Advisory employees · 125 to 134Jun 9, 2023 to Mar 27, 2024
- BD registered reps · 106 to 113Jun 9, 2023 to Mar 27, 2024
- Corporate clients · 79 to 66Jun 9, 2023 to Mar 27, 2024
Signals
41 dated events
- Nelson Cover added a OH registration at Lasalle St. Investment Advisors, L.L.C.Sep 14, 2026 · New state registration · fact
- David Steven Zoller left Lasalle ST. Investment Advisors, L.L.C. for Lifeworks Advisors, LLC (registered 2026-09-14)Aug 28, 2026 · Advisor changed firm · fact
- Jeffrey John Talarico left Lasalle St. Investment Advisors, L.L.C. for Lpl Financial Llc (registered 2026-08-13)Aug 11, 2026 · Advisor changed firm · fact
- Sagen Richard Augustin left Lasalle St. Investment Advisors, L.L.C. for Jesurun Wealth Advisors Llc (registered 2026-07-22)Jul 21, 2026 · Advisor changed firm · fact
- Aaron James Armstrong left Lasalle St. Investment Advisors, L.L.C. for Saxony Capital Management, Llc (registered 2026-07-01)Jul 7, 2026 · Advisor changed firm · fact
- Kimberly Lynn Steinbrenner left Lasalle St. Investment Advisors, L.L.C. for Saxony Capital Management, Llc (registered 2026-07-01)Jul 7, 2026 · Advisor changed firm · fact
- 2 advisors left Lasalle ST. Investment Advisors, L.L.C. (Wauwatosa, WI) for Saxony Capital Management, LLC on the same dayJul 7, 2026 · Team lift-out · derived
- Gregory Scott Jackson left Lasalle St. Investment Advisors, L.L.C. for Cooper Mcmanus (registered 2026-06-29)Jun 26, 2026 · Advisor changed firm · fact
- Lasalle St. Investment Advisors, L.L.C. reported RAUM $5.7B, up 32% from $4.3B (2026-01-07 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
- Kyle Kochevar left Lasalle St. Investment Advisors, L.L.C. for J.P. Morgan Securities Llc (registered 2026-05-12)Aug 7, 2025 · Advisor changed firm · fact
- Alan Richard Nadolna left Lasalle St. Investment Advisors, L.L.C. for Highpoint Planning Partners (registered 2021-11-01)May 1, 2025 · Advisor changed firm · fact
- 2 advisors left Osaic Advisory Services, LLC (Oak Brook, IL) for Lasalle ST. Investment Advisors, L.L.C. on the same dayApr 15, 2025 · Team lift-out · derived
- Lasalle St. Investment Advisors, L.L.C. reported 70 offices beyond its principal office, up from 63 (2024-11-01 to 2025-03-28)Mar 28, 2025 · Office count change · derived
- Lasalle St. Investment Advisors, L.L.C. reported RAUM $4.3B, up 25% from $3.5B (2024-11-01 to 2025-03-28)Mar 28, 2025 · RAUM change · derived
- 4 advisors left Cadaret Grant & CO Inc (Clarence, NY) for Lasalle ST. Investment Advisors, L.L.C. on the same dayFeb 5, 2025 · Team lift-out · derived
- Tyler J Bartley left Lasalle St. Investment Advisors, L.L.C. for Northcoast Asset Management Llc (registered 2025-01-21)Jan 15, 2025 · Advisor changed firm · fact
- Levi Cole Trueblood left Lasalle St. Investment Advisors, L.L.C. for Commonwealth Financial Network (registered 2025-09-22)Nov 27, 2024 · Advisor changed firm · fact
- Mitchell Michael Drozd (Chief Investment Officer) appeared on Schedule A of Lasalle St. Investment Advisors, L.L.C.Jul 30, 2024 · Control person joined · fact
- Clayton James Baldwin (Chief Investment Officer) no longer on Schedule A of Lasalle St. Investment Advisors, L.L.C. (listed 2024-03-27, absent 2024-07-30)Jul 30, 2024 · Control person left · inference
- 2 advisors left Stifel, Nicolaus & Company, Incorporated (Succasunna, NJ) for Lasalle ST. Investment Advisors, L.L.C. on the same dayJul 16, 2024 · Team lift-out · derived
- Kurtis Zuiker left Lasalle St. Investment Advisors, L.L.C. for State Farm Investment Management Corp. (registered 2024-05-17)Apr 26, 2024 · Advisor changed firm · fact
- William John Mcdermott (President) no longer on Schedule A of Lasalle St. Investment Advisors, L.L.C. (listed 2023-06-09, absent 2024-03-27)Mar 27, 2024 · Control person left · inference
- Lasalle St. Investment Advisors, L.L.C. reported 134 state-registered advisory representatives, up from 111 (2023-06-09 to 2024-03-27)Mar 27, 2024 · Advisor headcount change · derived
- Lasalle St. Investment Advisors, L.L.C. reported RAUM $3.5B, up 27% from $2.7B (2023-06-09 to 2024-03-27)Mar 27, 2024 · RAUM change · derived
- Lauren T Von Qualen left Lasalle St. Investment Advisors, L.L.C. for Edward Jones (registered 2024-03-11)Feb 26, 2024 · Advisor changed firm · fact
- 2 advisors left Securities America Advisors, Inc. (Missoula, MT) for Lasalle ST. Investment Advisors, L.L.C. within 6 daysJan 26, 2024 · Team lift-out · derived
- 3 advisors left Forum Financial Management, LP (Frankfort, IL) for Lasalle ST. Investment Advisors, L.L.C. on the same dayNov 7, 2023 · Team lift-out · derived
- Gina Marie Gallo left Lasalle St. Investment Advisors, L.L.C. for Gallo & Russell (registered 2003-07-01)Aug 28, 2023 · Advisor changed firm · fact
- 2 advisors left Securities America Advisors, Inc. (Las Vegas, NV) for Lasalle ST. Investment Advisors, L.L.C. within 14 daysApr 25, 2023 · Team lift-out · derived
- 2 advisors left Lasalle ST. Investment Advisors, L.L.C. (Orland Park, IL) for LPL Financial LLC on the same dayDec 9, 2022 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/91907reportedpublic record, Form ADV, Sep 17, 2026
- Website
- LASALLEST.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 630-600-0500reportedpublic record, Form ADV, Jul 29, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Broker-dealer affiliated wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $36.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026