DFX Intelligence
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Team lift-out
2 advisors left G••••• V••• C•••••• M••••••••• L•• for S•• I••••••••• A•••••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jeffrey Dale Brown | Waukesha, Wi | Oct 1, 2019 | Sep 9, 2019 |
| Nathan Kim Sorensen | Waukesha, Wi | Oct 1, 2019 | Sep 9, 2019 |
The rule
- Registrations ended
- Oct 1, 2019
- Registered next
- Sep 9, 2019
- Branch state
- WI
- Cities
- 1, most in Waukesha, Wi
- Registered there that day
- 68 (people still on IAPD; an estimate)
- Share of that headcount
- 2.9%
- Succession by the destination
- none on the tape