DFX Intelligence
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Firm absorbed
4 advisors left M••••••• W••••• M••••••••• L•• for L•• F•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Richard Eric Weintraub | Boulder, Co | Mar 16, 2023 | Feb 22, 2023 |
| Richard Nelson Mower | Golden, Co | Mar 16, 2023 | Feb 22, 2023 |
| Tanya Rebekah Mathews | Boulder, Co | Mar 16, 2023 | Feb 22, 2023 |
| Warren Prentice | Golden, Co | Mar 16, 2023 | Feb 23, 2023 |
The rule
- Registrations ended
- Mar 16, 2023
- Registered next
- Feb 22, 2023 to Feb 23, 2023
- Branch state
- CO
- Cities
- 2, most in Boulder, Co
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 80%
- Succession by the destination
- none on the tape