DFX Intelligence
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Team lift-out
2 advisors left T••••••••• F•••••••• A•••••••• L•• for S••••• G••••• I••••••••• L••
BD affiliatedtomixed wealthAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joshua Curtis Ekola | Moraine, Oh | Sep 26, 2023 | Jan 2, 2024 |
| Adam Griggs | Cincinnati, Oh | Oct 9, 2023 | Jan 8, 2024 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Sep 26, 2023 to Oct 9, 2023
- Registered next
- Jan 2, 2024 to Jan 8, 2024
- Branch state
- OH
- Cities
- 2, most in Moraine, Oh
- Registered there that day
- 932 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape