DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Summit Global Investments, LLC
Latest filing Jun 24, 2026
First filing on the tape Apr 25, 2012 · 68 filings
SEC status approved since May 10, 2012
RAUM
$2.3B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
29%
$655M individuals and HNW
Advisors
101
registered through the firm on IAPD
RAUM per advisor
$22.7M
derived; firm RAUM over IAPD count
Employees
37
8 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
1
reported on Schedule D
History
68 filings and snapshots on the tape
RAUM$2.3B as of Jun 24, 2026
Feb 1, 2013$20.5M then
HNW client RAUM$351M as of Jun 24, 2026
Mar 25, 2019$15.0M then
State-registered IARs (5.B.3)14 as of Jun 24, 2026
Feb 1, 20133 then
Employees (5.A)37 as of Jun 24, 2026
Feb 1, 20134 then
Private funds1 as of Jun 24, 2026
Mar 30, 20211 then
RAUM +19% over the last fiscal year+14% a year over threeIARs 7 to 14offices 6 to 9
Practice profile
derived from the filing of Jun 24, 2026; every figure names its basis
Archetypes, each a printed rule
- Dual wealth and asset manager · private-client share 20 to 60 percent and fund or institutional share at least 30 percent
- RAUM per advisor
- $22.7MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 73derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $211,786derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.4derivedItem 5.A over advisors
- Advisors per office
- 10.1derived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- +19%derivedbetween the last two annual amendments
- Advisor growth, one year
- +100%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +8.1%derived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$1.3B58%
- High-net-worth individuals$351M15%
- Individuals$304M13%
- Corporations and businesses$297M13%
- Pooled investment vehicles$1.3M0.1%
- Individual clients
- 7,130reported
- HNW clients
- 277reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 10,822reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.29 fund_share=0.58 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
101 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Aash Michael ShahChartered Financial Analyst | Bountiful, Ut | Jan 24, 2018 | 11 y | 1 |
| David Lee Harden | Bountiful, Ut | Jan 24, 2018 | 32 y | 4 |
| Richard Lee Thawley | Bountiful, Ut | Jan 24, 2018 | 13 y | 1 |
| Robert Steven Farrell | Bountiful, Ut | Mar 18, 2021 | 32 y | 3 |
| Ronald Scott Means | Bountiful, Ut | May 3, 2022 | 26 y | 2 |
| Robin Mechlowitz Kaukonen | Bountiful, Ut | Aug 17, 2022 | 30 y | 1 |
| Cesar Duenas Sanchez | Bountiful, Ut | Nov 9, 2022 | 15 y | 1 |
| Richard Paul CunninghamCertified Financial Planner | Draper, Ut | Jul 6, 2023 | 17 y | 2 |
| Kristi Lee Sorensen | Bountiful, Ut | Jul 13, 2023 | 26 y | 2 |
| Robert M Brown | Chattanooga, Tn | Aug 9, 2023 | 13 y | 1 |
| Heidi Kay Clark | Syracuse, Ut | Aug 9, 2023 | 25 y | 1 |
| Jeremy Brian Evans | Plain City, Ut | Aug 15, 2023 | 20 y | 2 |
| Robert Scott Olah | Draper, Ut | Aug 15, 2023 | 18 y | 4 |
| Andrew Child | Bountiful, Ut | Aug 15, 2023 | 19 y | 1 |
| Richard Leslie Cunningham | Draper, Ut | Aug 15, 2023 | 41 y | 3 |
| Daniel Patrick Congram | Bountiful, Ut | Aug 22, 2023 | 20 y | 3 |
| Michael Allen Bloomer | Bountiful, Ut | Aug 24, 2023 | 11 y | 1 |
| Amy Melissa Brown | Woods Cross, Ut | Aug 25, 2023 | 19 y | 1 |
| Marlys Ann Nash | Bountiful, Ut | Aug 25, 2023 | 16 y | 1 |
| Sharalee Elizabeth Pederson | Gunnison, Co | Aug 25, 2023 | 26 y | 1 |
| Jessica Jean Wright | Bountiful, Ut | Aug 30, 2023 | 11 y | 1 |
| Terry Elbert Wengert | Bountiful, Ut | Aug 30, 2023 | 32 y | 3 |
| Lance K Packer | Gilbert, Az | Aug 31, 2023 | 21 y | 1 |
| Justin J. Wheeler | Centerville, Oh | Aug 31, 2023 | 15 y | 1 |
| Adam R Clark | Layton, Ut | Sep 1, 2023 | 10 y | 1 |
| Leonard Lamar Taylor | Mesa, Az | Sep 5, 2023 | 14 y | 1 |
| Agnes Carolyn Medina | Prosper, Tx | Sep 7, 2023 | 43 y | 2 |
| Nathan Eldon Tanner Driggs | Bountiful, Ut | Sep 11, 2023 | 11 y | 0 |
| Marlow Lynn Felton | Englewood, Co | Sep 14, 2023 | 21 y | 2 |
| Thiensa T. Nguyen | Bountiful, Ut | Sep 19, 2023 | 24 y | 2 |
| Keith Milton Crogan | Bountiful, Ut | Sep 19, 2023 | 11 y | 1 |
| Jody Ann Wilson | Carbondale, Co | Sep 22, 2023 | 25 y | 2 |
| Weston S Cordon | Bountiful, Ut | Sep 25, 2023 | 13 y | 1 |
| Louis Christian Stradling | Bountiful, Ut | Oct 4, 2023 | 12 y | 2 |
| Victoria E Martin | Bountiful, Ut | Oct 11, 2023 | 11 y | 1 |
| James Stewart Staats | Bountiful, Ut | Oct 11, 2023 | 20 y | 1 |
| Reed Armstrong Meyer | Bountiful, Ut | Oct 11, 2023 | 18 y | 2 |
| Gregory Robert Caldwell | Bountiful, Ut | Oct 26, 2023 | 11 y | 0 |
| Dennis P Despres | Parker, Co | Nov 9, 2023 | 11 y | 1 |
| Paul Franklin Paxton | Bountiful, Ut | Nov 9, 2023 | 22 y | 3 |
Advisor movement
5 left, 14 joined in 12 months
net +9 in 12 months1 left in 90 days6 joined in 90 daysdeparture rate 5.0% of current headcount19 left over 36 months
Left, latest
- Joshua Curtis Ekola to Your Ia, LLCAug 3, 2026 · RIA to RIA
- Ryan Kartchner to CaptrustFeb 17, 2026 · Other
- Jeffrey M Gapinski to Your Ia, LLCJan 7, 2026 · RIA to a newly registered adviser
- David Hartley Turley to Modern Wealth Management, LLCDec 12, 2025 · RIA to RIA
- Ethan Christopher Rowe to Monere Wealth Management, Inc.Sep 19, 2025 · RIA to RIA
- Christopher Lee Felton to Your Ia, LLCSep 10, 2025 · RIA to a newly registered adviser
- Joshua Adam Gardner to Prosper Private WealthApr 9, 2025 · RIA to RIA
- Lance T Spencer to Prosper Private WealthApr 9, 2025 · RIA to RIA
- Abraham Fitzsimmons to LPL Financial LLCApr 9, 2025 · RIA to affiliated broker-dealer or bank
- Carilynn Lape to LPL Financial LLCMar 19, 2025 · RIA to affiliated broker-dealer or bank
- Carlina Ann Duggan to LPL Financial LLCMar 19, 2025 · RIA to affiliated broker-dealer or bank
- Kendra J Hukari to Cambridge Investment Research Advisors, Inc.Feb 27, 2025 · RIA to affiliated broker-dealer or bank
- George Allen Yackey Jr to Ibn Advisory Services, Inc.Feb 3, 2025 · RIA to RIA
- Bryce Jay Sutton to Colab CapitalJan 16, 2025 · RIA to a newly registered adviser
- Colby Jeremy Haupt to LPL Financial LLCDec 11, 2024 · RIA to affiliated broker-dealer or bank
Joined, latest
- Ronald Edward Groves from Transamerica Financial Advisors, LLCAug 12, 2026 · Affiliated broker-dealer or bank to independent RIA
- Raymond Hao Wong from Transamerica Financial Advisors, LLCJul 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lina Kuang-Chan from Transamerica Financial Advisors, LLCJul 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Shirley Si Cheng from Transamerica Financial Advisors, LLCJun 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- David Cheng from Transamerica Financial Advisors, LLCJun 24, 2026 · Affiliated broker-dealer or bank to independent RIA
- Lai Mui Chu from Transamerica Financial Advisors, LLCJun 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jonathon Garrett Whitson from Equitable Advisors, LLCApr 10, 2026 · Affiliated broker-dealer or bank to independent RIA
- James Golden Moore from Merrill Lynch, Pierce, Fenner & Smith IncorporatedApr 7, 2026 · Wirehouse to independent RIA
- Nathan Elijah De La Cruz from Allstate Financial Advisors, LLCMar 6, 2026 · Affiliated broker-dealer or bank to independent RIA
- George Mcferren Kiebler from Transamerica Financial Advisors, LLCJan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Gretchen Ricker from Transamerica Financial Advisors, LLCJan 1, 2026 · Affiliated broker-dealer or bank to independent RIA
- Heather Marie Church from LPL Financial LLCDec 10, 2025 · Affiliated broker-dealer or bank to independent RIA
- Joseph Alan Turley from Public Safety Financial/GallowayDec 5, 2025 · RIA to RIA
- Trevor Blaine Thompson from Transamerica Financial Advisors, LLCSep 26, 2025 · Other
- Sylvain David Templeman from Independent Financial Group, LLCSep 4, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCMar 19, 2025 · Bountiful, Ut
- 5 joined from Transamerica Financial Advisors, LLCJun 12, 2026 · Norwood, Ma
- 2 joined from Diversify Advisory Services, LLCNov 12, 2024 · Thatcher, Az
- 2 joined from Diversify Advisory Services, LLCNov 12, 2024 · Lehi, Ut
- 3 joined from My Investment Advisor, Inc.Aug 27, 2024 · St George, Ut · Firm absorbed
- 2 joined from Transamerica Financial Advisors, LLCSep 26, 2023 · Moraine, Oh
- 3 joined from Transamerica Financial Advisors, LLCSep 18, 2023 · Clearfield, Ut
- 2 joined from Transamerica Financial Advisors, LLCAug 31, 2023 · Plano, Tx
- 13 joined from Transamerica Financial Advisors, LLCAug 28, 2023 · Centennial, Co
Private funds
1 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Sgi Timpanogos Fund, LP | Hedge Fund | $1.3M | 8 | Nov 20, 2020 |
Owners and control persons
Schedule A and B, latest filing
- Lee David Harden · Ceocontrolsince 10/2010 · owns less than 5%
- Lee David Harden · Presidentcontrolsince 10/2010 · owns 50% to 75% of Harden Capital, LLC
- John Lore · Chief Compliance Officersince 02/2025 · owns less than 5%
- Rochelle Elisha Werner · Chief Compliance Officersince 11/2024 · owns less than 5%
- Jennifer Harden · Membersince 10/2010 · owns 50% to 75% of Harden Capital, LLC
Entity owners
- Harden Capital, LLC · Ownerdirect · owns less than 5%
- Summit Global, LLC. · Ownerdirect · owns 75% or more
- Harden Capital, LLC · Ownerindirect · owns 25% to 50% of Summit Global, LLC.
Related persons
Schedule D 7.A
No related person reported.
Advisers that list Summit Global Investments, LLC as a related person
- 322928 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Bountiful, Ut · principal | 101 | 18 | 3 | ||
| Mesa, Az | 7 | 1 | 1 | ||
| Draper, Ut | 6 | 1 | 0 | ||
| Englewood, Co | 5 | 1 | 0 | ||
| Norwood, Ma | 4 | 4 | 0 | ||
| St George, Ut | 4 | 0 | 0 | ||
| Arvada, Co | 2 | 1 | 0 | ||
| Centennial, Co | 2 | 0 | 0 | ||
| Gunnison, Co | 2 | 0 | 0 | ||
| San Tan Valley, Az | 2 | 1 | 0 | ||
| Thatcher, Az | 2 | 0 | 0 | ||
| Thornton, Co | 2 | 0 | 0 | ||
| Woods Cross, Ut | 2 | 0 | 0 | ||
| Layton, Ut | 2 | 0 | 0 | ||
| Gilbert, Az | 1 | 0 | 0 | ||
| La Habra Heights, Ca | 0 | 0 | 0 | ||
| Chicago, Il | 0 | 0 | 1 | ||
| Denver, Co | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Draper, UT1 employees
- Englewood, CO1 employees
- Gunnison, CO1 employees
- Mesa, AZ1 employees
ADV anomalies
3 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 27, 2026accounts (Item 5.F.2.f) moved from 6,923.0 to 10,822.0 (+56.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was +6.0% (1206 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 93% percentile
- advisor count surgeChange between filings · filing Mar 27, 2026advisory representatives (Item 5.B.3) moved from 7.0 to 14.0 (+100.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was 0.0% (999 comparable advisers, 99.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 99% percentile
- office count surgeChange between filings · filing Mar 27, 2026offices other than the principal office (Item 1.F.5) moved from 6.0 to 9.0 (+50.0%) between the annual amendments of 2025-03-28 and 2026-03-27; the peer median change was 0.0% (379 comparable advisers, 93.0th percentile of changes)peers: independent wealth managers, $1B to $5B (379) · 93% percentile
What changed
consecutive filings, newest first
- Accounts · 6,923 to 10,822Jan 23, 2026 to Mar 27, 2026
- Advisory employees · 12 to 8Jan 23, 2026 to Mar 27, 2026
- Charity clients · 1.0 to unsetJan 23, 2026 to Mar 27, 2026
- Corporate clients · 54 to 55Jan 23, 2026 to Mar 27, 2026
- HNW clients · 216 to 277Jan 23, 2026 to Mar 27, 2026
- Individual clients · 6,639 to 7,130Jan 23, 2026 to Mar 27, 2026
- Assets in custody · $2.0M to $1.3MJan 23, 2026 to Mar 27, 2026
- Employees · 32 to 37Jan 23, 2026 to Mar 27, 2026
- Insurance-licensed employees · 3 to 0Jan 23, 2026 to Mar 27, 2026
- State-registered IARs · 7 to 14Jan 23, 2026 to Mar 27, 2026
- Other offices · 10 to 9Jan 23, 2026 to Mar 27, 2026
- Discretionary RAUM · $1.9B to $2.3BJan 23, 2026 to Mar 27, 2026
- HNW RAUM · $292M to $351MJan 23, 2026 to Mar 27, 2026
- Individual RAUM · $239M to $304MJan 23, 2026 to Mar 27, 2026
- Pooled vehicle RAUM · $2.0M to $1.3MJan 23, 2026 to Mar 27, 2026
- RAUM · $1.9B to $2.3BJan 23, 2026 to Mar 27, 2026
- Other offices · 6 to 10Sep 15, 2025 to Jan 23, 2026
- Financial planning clients · 1-10 to 1-10Mar 28, 2025 to May 21, 2025
- Succession · true to falseMar 28, 2025 to May 21, 2025
- Accounts · 6,110 to 6,923Feb 14, 2025 to Mar 28, 2025
- Advisory employees · 15 to 12Feb 14, 2025 to Mar 28, 2025
- Advisory activities · 6 to 5Feb 14, 2025 to Mar 28, 2025
- BD registered reps · 5 to 1Feb 14, 2025 to Mar 28, 2025
- Corporate clients · 31 to 54Feb 14, 2025 to Mar 28, 2025
- HNW clients · 187 to 216Feb 14, 2025 to Mar 28, 2025
- Individual clients · 6,010 to 6,639Feb 14, 2025 to Mar 28, 2025
- Assets in custody · $2.9M to $2.0MFeb 14, 2025 to Mar 28, 2025
- State-registered IARs · 10 to 7Feb 14, 2025 to Mar 28, 2025
- Other offices · 4 to 6Feb 14, 2025 to Mar 28, 2025
- Discretionary RAUM · $1.9B to $1.9BFeb 14, 2025 to Mar 28, 2025
- HNW RAUM · $352M to $292MFeb 14, 2025 to Mar 28, 2025
- Individual RAUM · $496M to $239MFeb 14, 2025 to Mar 28, 2025
- Non-discretionary RAUM · $90.3M to $0Feb 14, 2025 to Mar 28, 2025
- Pooled vehicle RAUM · $2.8M to $2.0MFeb 14, 2025 to Mar 28, 2025
- RAUM · $2.0B to $1.9BFeb 14, 2025 to Mar 28, 2025
- Related bank · true to falseFeb 14, 2025 to Mar 28, 2025
- Succession · false to trueFeb 14, 2025 to Mar 28, 2025
- Wrap assets (manager) · 299752730.0 to unsetMar 29, 2024 to Jul 1, 2024
- Wrap assets (sponsor) · 0.0 to unsetMar 29, 2024 to Jul 1, 2024
- Accounts · 3,710 to 6,110Jan 24, 2024 to Mar 29, 2024
Signals
48 dated events
- Joshua Curtis Ekola left Summit Global Investments, Llc for Your Ia, Llc (registered 2026-08-03)Aug 3, 2026 · Advisor changed firm · fact
- 5 advisors left Transamerica Financial Advisors, LLC (Norwood, MA) for Summit Global Investments, LLC within 10 daysJun 12, 2026 · Team lift-out · derived
- Ryan Kartchner left Summit Global Investments, Llc for Captrust (registered 2026-04-07)Feb 17, 2026 · Advisor changed firm · fact
- Jeffrey M Gapinski left Summit Global Investments, Llc for Your Ia, Llc (registered 2026-01-30)Jan 7, 2026 · Advisor changed firm · fact
- David Hartley Turley left Summit Global Investments, Llc for Modern Wealth Management, Llc (registered 2025-12-17)Dec 12, 2025 · Advisor changed firm · fact
- Ethan Christopher Rowe left Summit Global Investments, Llc for Monere Wealth Management, Inc. (registered 2025-10-07)Sep 19, 2025 · Advisor changed firm · fact
- Christopher Lee Felton left Summit Global Investments, Llc for Your Ia, Llc (registered 2025-11-24)Sep 10, 2025 · Advisor changed firm · fact
- Joshua Adam Gardner left Summit Global Investments, Llc for Prosper Private Wealth (registered 2024-12-02)Apr 9, 2025 · Advisor changed firm · fact
- Abraham Fitzsimmons left Summit Global Investments, Llc for Lpl Financial Llc (registered 2025-01-01)Apr 9, 2025 · Advisor changed firm · fact
- Lance T Spencer left Summit Global Investments, Llc for Prosper Private Wealth (registered 2025-12-09)Apr 9, 2025 · Advisor changed firm · fact
- Summit Global Investments, Llc reported succeeding to the business of Summit Global Investments, Llc (Form ADV Item 4)Mar 28, 2025 · Succession (Item 4) · fact
- Carilynn Lape left Summit Global Investments, Llc for Lpl Financial Llc (registered 2025-03-31)Mar 19, 2025 · Advisor changed firm · fact
- Carlina Ann Duggan left Summit Global Investments, Llc for Lpl Financial Llc (registered 2025-04-14)Mar 19, 2025 · Advisor changed firm · fact
- 2 advisors left Summit Global Investments, LLC (Bountiful, UT) for LPL Financial LLC on the same dayMar 19, 2025 · Team lift-out · derived
- Kendra J Hukari left Summit Global Investments, Llc for Cambridge Investment Research Advisors, Inc. (registered 2025-02-14)Feb 27, 2025 · Advisor changed firm · fact
- George Allen Yackey Jr left Summit Global Investments, Llc for Ibn Advisory Services, Inc. (registered 2025-02-04)Feb 3, 2025 · Advisor changed firm · fact
- Bryce Jay Sutton left Summit Global Investments, Llc for Colab Capital (registered 2025-12-03)Jan 16, 2025 · Advisor changed firm · fact
- Colby Jeremy Haupt left Summit Global Investments, Llc for Lpl Financial Llc (registered 2024-12-17)Dec 11, 2024 · Advisor changed firm · fact
- Jay Bryce Sutton (Chief Officer) no longer on Schedule A of Summit Global Investments, Llc (listed 2024-09-10, absent 2024-11-25)Nov 25, 2024 · Control person left · inference
- 3 advisors left Diversify Advisory Services, LLC (Thatcher, AZ) for Summit Global Investments, LLC on the same dayNov 12, 2024 · Team lift-out · derived
- 2 advisors left Diversify Advisory Services, LLC (Lehi, UT) for Summit Global Investments, LLC on the same dayNov 12, 2024 · Team lift-out · derived
- Eric Peart Burton left Summit Global Investments, Llc for Captrust (registered 2024-10-03)Oct 7, 2024 · Advisor changed firm · fact
- Michelle Casulo left Summit Global Investments, Llc for Empower Advisory Group, Llc (registered 2024-11-26)Oct 4, 2024 · Advisor changed firm · fact
- Nathan Elijah De La Cruz left Summit Global Investments, Llc for Allstate Financial Advisors, Llc (registered 2025-05-27)Oct 2, 2024 · Advisor changed firm · fact
- Douglas Vincent Eatough left Summit Global Investments, Llc for Orion Portfolio Solutions, Llc (registered 2026-06-15)Aug 29, 2024 · Advisor changed firm · fact
- MY Investment Advisor, Inc.'s advisors moved to Summit Global Investments, LLC (ST George, UT): 3 of 3 registered, within 7 daysAug 27, 2024 · Firm absorbed (people side) · derived
- Summit Global Investments, Llc reported RAUM $2.0B, up 32% from $1.5B (2024-01-24 to 2024-03-29)Mar 29, 2024 · RAUM change · derived
- 2 advisors left Transamerica Financial Advisors, LLC (Moraine, OH) for Summit Global Investments, LLC within 13 daysSep 26, 2023 · Team lift-out · derived
- 3 advisors left Transamerica Financial Advisors, LLC (Clearfield, UT) for Summit Global Investments, LLC within 4 daysSep 18, 2023 · Team lift-out · derived
- 2 advisors left Transamerica Financial Advisors, LLC (Plano, TX) for Summit Global Investments, LLC within 11 daysAug 31, 2023 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/summit-global-investmentsreportedpublic record, Form ADV, Sep 17, 2026
- Website
- summitglobalinvestments.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 888-251-4847reportedpublic record, Form ADV, Jun 24, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $22.7Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026