DFX Intelligence
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Team lift-out
2 advisors left F•••••••• A••••••• S•••••••• L•• for L•• F•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| William Hu | Monrovia, Ca | May 21, 2019 | May 21, 2019 |
| Carlos Curiel | San Jose, Ca | May 29, 2019 | May 28, 2019 |
The rule
- Registrations ended
- May 21, 2019 to May 29, 2019
- Registered next
- May 21, 2019 to May 28, 2019
- Branch state
- CA
- Cities
- 2, most in Monrovia, Ca
- Registered there that day
- 321 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape