DFX Intelligence

RIA Intelligence

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

Channel change (one enterprise)

13 advisors moved from A•••• P•••• A••••••• to O•••• W•••••• I•••

Not a lift-out: both firms report The Berlinski Family 2006 Trust as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.

BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
AdvisorBranchLeftRegistered
Armand Leeman FidlerTorrance, CaNov 8, 2024Jun 14, 2024
Blair Alan Van BurenTorrance, CaNov 8, 2024Jun 14, 2024
Evelyn Kay DukaLafayette, CaNov 8, 2024Jun 14, 2024
John Chaney GriffinSalinas, CaNov 8, 2024Jun 14, 2024
Nasser AhmadSanta Rosa, CaNov 8, 2024Jun 14, 2024
Raymond K BramerSanta Rosa, CaNov 8, 2024Sep 25, 2024
Robert Anthony SantorielloFolsom, CaNov 8, 2024Jun 14, 2024
Rory Daniel HendersonOakland, CaNov 8, 2024Jun 14, 2024
Ryan James BadgerWestlake Village, CaNov 8, 2024Jun 14, 2024
Ryan Thomas HeiligenthalTorrance, CaNov 8, 2024Jun 14, 2024
Shane Austin HamashigeWestlake Village, CaNov 8, 2024Jun 14, 2024
Timothy James RichCastro Valley, CaNov 8, 2024Jun 14, 2024
William Kermit HallSan Clemente, CaNov 8, 2024Jun 14, 2024
The rule
Registrations ended
Nov 8, 2024
Registered next
Jun 14, 2024 to Sep 25, 2024
Branch state
CA
Cities
9, most in Torrance, Ca
Registered there that day
169 (people still on IAPD; an estimate)
Share of that headcount
7.7%
One enterprise because
both firms report The Berlinski Family 2006 Trust as a 75%+ owner on Schedule A around the move
Succession by the destination
none on the tape
Other teams out of A•••• P•••• A•••••••Other teams into O•••• W•••••• I•••