DFX Intelligence
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Team lift-out
3 advisors left C••••••• A••••••• N••••••• L•• for T••••• F•••••••• G••••• I•••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Gary Forrest Thomas | San Rafael, Ca | Dec 12, 2023 | Nov 10, 2023 |
| Mohammed Sultan Ghouri | Aliso Viejo, Ca | Dec 12, 2023 | Nov 10, 2023 |
| Thavaselan Subramaniam | Aliso Viejo, Ca | Dec 12, 2023 | Nov 13, 2023 |
The rule
- Registrations ended
- Dec 12, 2023
- Registered next
- Nov 10, 2023 to Nov 13, 2023
- Branch state
- CA
- Cities
- 2, most in Aliso Viejo, Ca
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 43%
- Succession by the destination
- none on the tape