DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Turner Financial Group, Inc.

Independent wealth managerPace, FloridaCRD 134204SEC 801-129021website IAPD

Latest filing Jun 11, 2026

First filing on the tape Oct 6, 2023 · 16 filings

SEC status approved since Nov 3, 2023

RAUM

$230M

reported, Item 5.F

Discretionary

98%

of RAUM

Private clients

95%

$217M individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

$25.5M

derived; firm RAUM over IAPD count

Employees

8 advisory (5.B.1)

Offices

beyond the principal office

Private funds

reported on Schedule D

History

16 filings and snapshots on the tape

RAUM$230M as of Jun 11, 2026

Mar 8, 2024$116M then

HNW client RAUM$94.0M as of Jun 11, 2026

Mar 8, 2024$31.8M then

State-registered IARs (5.B.3)8 as of Jun 11, 2026

Mar 8, 20245 then

Employees (5.A)12 as of Jun 11, 2026

Mar 8, 20248 then

Private funds: no history

RAUM +34% over the last fiscal yearIARs 9 to 8

Practice profile

derived from the filing of Jun 11, 2026; every figure names its basis

RAUM per advisor: $25.5MderivedRAUM over IAPD advisors; not a book size
Clients per advisor: 61derivedindividual and HNW clients (5.D) over advisors
Average HNW client: $1.6MderivedHNW RAUM over HNW clients
Average account: $202,797derivedRAUM over accounts (5.F.2.f)
Discretionary: 98%derivedof RAUM
Institutional: 3.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: 1.3derivedItem 5.A over advisors
Advisors per office: 1.3derived7 offices incl. principal (1.F.5)
RAUM growth, one year: +34%derivedbetween the last two annual amendments
Advisor growth, one year: -11%derivedItem 5.B.3 between annual amendments
Client growth, one year: +7.9%derived
Compensation: percentage of assets, hourly, fixed fees, otherreportedItem 5.E
Advisory activities: financial planning, portfolio management for individuals, selection of other advisers, educational seminarsreportedItem 5.G
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
receives research or other products from a broker-dealer, soft dollars (8.E)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Individuals$123M54%
High-net-worth individuals$94.0M41%
Charitable organizations$6.8M3.0%
Corporations and businesses$5.3M2.3%

Individual clients: 490reported
HNW clients: 57reported
Pension plan clients: n/areported
Charitable clients: 73reported
Accounts: 1,132reported
Financial planning clients: 0reported
Wrap fee programs: noreported
Custody of client assets: noreported
Compensation: % of AUM, fixed, hourlyreported
Class basis: private_client_share=0.95 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=2.0derived

Advisors registered through the firm

9 on IAPD today, longest tenure first

Name	Branch	Here since	In industry	Prior firms
Andrew Tang	Pace, Fl	May 4, 2021	27 y	4
Scott Allen Klaassen	Omaha, Ne	Mar 17, 2023	23 y	1
Mohammed Sultan Ghouri	Pace, Fl	Nov 10, 2023	13 y	2
Gary Forrest ThomasCertified Financial Planner	San Rafael, Ca	Nov 10, 2023	37 y	2
Thavaselan SubramaniamChartered Financial Consultant	Pace, Fl	Nov 13, 2023	37 y	4
Shane Mark Scott	Lewes, De	Jul 25, 2024	18 y	2
Ryan Michael Filiaggi	Pace, Fl	Jul 31, 2024	18 y	5
Leonard Peter HayduchokCertified Financial Planner	Hamilton, Nj	Aug 19, 2024	19 y	3
John Joseph KosticCertified Financial Planner	Newport Beach, Ca	Jun 12, 2026	36 y	6

Advisor movement

0 left, 1 joined in 12 months

net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months

Left, latest

Kenneth Michael Ackerman to Trac Asset Management LLC
Sep 5, 2017 · RIA to a state-registered adviser

Joined, latest

John Joseph Kostic from F500 Advisory Services, Inc.
Jun 12, 2026 · Other
Leonard Peter Hayduchok from Dedicated Financial Services LLC
Aug 19, 2024 · Other
Ryan Michael Filiaggi from Sgl Financial, LLC
Jul 31, 2024 · RIA to RIA
Shane Mark Scott from Sgl Financial, LLC
Jul 25, 2024 · RIA to RIA
Thavaselan Subramaniam from Claraphi Advisory Network, LLC
Nov 13, 2023 · RIA to RIA
Mohammed Sultan Ghouri from Claraphi Advisory Network, LLC
Nov 10, 2023 · RIA to RIA
Gary Forrest Thomas from Claraphi Advisory Network, LLC
Nov 10, 2023 · RIA to RIA
Scott Allen Klaassen from Claraphi Advisory Network, LLC
Mar 17, 2023 · RIA to RIA
Andrew Tang from Arete Wealth Advisors, LLC
May 4, 2021 · Affiliated broker-dealer or bank to independent RIA
Kenneth Michael Ackerman from Freedom Investment Management, Inc.
Jan 27, 2016 · Other

Every departure Every arrival

Teams: two or more advisors moving together within fourteen days, from one state

2 joined from Sgl Financial, LLC
Aug 5, 2024 · Lewes, De
3 joined from Claraphi Advisory Network, LLC
Dec 12, 2023 · Aliso Viejo, Ca

Teams out Teams in

Private funds

No private fund reported.

Owners and control persons

Schedule A and B, latest filing

Anthony Michael Dardis · Chief Compliance Officercontrol
since 03/2024 · owns less than 5%
Andrew Tang · Cio, Ceocontrol
since 07/2021 · owns less than 5%
Andrew Tang · Ownercontrol
since 07/2021 · owns 75% or more of Noble Alpha, LLC

Entity owners

Noble Alpha, LLC · Owner
direct · owns 75% or more

Related persons

Schedule D 7.A

No related person reported.

Office movement

IAPD branch city; joins and departures in 12 months

Office	Advisors	Joined	Left	Teams out	Forming
Pace, Fl · principal	7	1	0
Lewes, De	2	0	0

Offices

Schedule D 1.F, the 25 largest

Hamilton, NJ3 employees
San Rafael, CA2 employees
Jericho, NY1 employees
Tulsa, OK1 employees
, 1 employees

What changed

consecutive filings, newest first

Accounts · 985 to 1,132
Mar 31, 2025 to Mar 30, 2026
Charity clients · 21 to 73
Mar 31, 2025 to Mar 30, 2026
HNW clients · 36 to 57
Mar 31, 2025 to Mar 30, 2026
Individual clients · 471 to 490
Mar 31, 2025 to Mar 30, 2026
Insurance-licensed employees · 1 to 0
Mar 31, 2025 to Mar 30, 2026
State-registered IARs · 9 to 8
Mar 31, 2025 to Mar 30, 2026
Discretionary RAUM · $171M to $225M
Mar 31, 2025 to Mar 30, 2026
HNW RAUM · $60.1M to $94.0M
Mar 31, 2025 to Mar 30, 2026
Individual RAUM · $110M to $123M
Mar 31, 2025 to Mar 30, 2026
Non-discretionary RAUM · $0 to $4.7M
Mar 31, 2025 to Mar 30, 2026
RAUM · $171M to $230M
Mar 31, 2025 to Mar 30, 2026
Accounts · 798 to 985
Dec 11, 2024 to Mar 31, 2025
Charity clients · unset to 21.0
Dec 11, 2024 to Mar 31, 2025
HNW clients · 22 to 36
Dec 11, 2024 to Mar 31, 2025
Individual clients · 396 to 471
Dec 11, 2024 to Mar 31, 2025
Assets in custody · 7020454.0 to unset
Dec 11, 2024 to Mar 31, 2025
Custody of client assets · true to false
Dec 11, 2024 to Mar 31, 2025
Financial planning clients · 0 to 0
Dec 11, 2024 to Mar 31, 2025
Other offices · 5 to 6
Dec 11, 2024 to Mar 31, 2025
Discretionary RAUM · $115M to $171M
Dec 11, 2024 to Mar 31, 2025
HNW RAUM · $31.8M to $60.1M
Dec 11, 2024 to Mar 31, 2025
Individual RAUM · $84.0M to $110M
Dec 11, 2024 to Mar 31, 2025
Non-discretionary RAUM · $677,191 to $0
Dec 11, 2024 to Mar 31, 2025
RAUM · $116M to $171M
Dec 11, 2024 to Mar 31, 2025
Advisory employees · 4 to 8
Aug 19, 2024 to Nov 8, 2024
BD registered reps · 0 to 2
Aug 19, 2024 to Nov 8, 2024
Employees · 8 to 12
Aug 19, 2024 to Nov 8, 2024
Insurance-licensed employees · 0 to 1
Aug 19, 2024 to Nov 8, 2024
State-registered IARs · 5 to 9
Aug 19, 2024 to Nov 8, 2024
Other offices · 3 to 5
Aug 19, 2024 to Nov 8, 2024
Accounts · 706 to 798
Nov 10, 2023 to Mar 8, 2024
Advisory employees · 2 to 4
Nov 10, 2023 to Mar 8, 2024
HNW clients · 24 to 22
Nov 10, 2023 to Mar 8, 2024
Individual clients · 379 to 396
Nov 10, 2023 to Mar 8, 2024
Assets in custody · unset to 7020454.0
Nov 10, 2023 to Mar 8, 2024
Custody of client assets · false to true
Nov 10, 2023 to Mar 8, 2024
Employees · 7 to 8
Nov 10, 2023 to Mar 8, 2024
State-registered IARs · 2 to 5
Nov 10, 2023 to Mar 8, 2024
Discretionary RAUM · $101M to $115M
Nov 10, 2023 to Mar 8, 2024
HNW RAUM · $32.7M to $31.8M
Nov 10, 2023 to Mar 8, 2024

Signals

4 dated events

2 advisors left Sgl Financial, LLC (Lewes, DE) for Turner Financial Group, Inc. on the same day
Aug 5, 2024 · Team lift-out · derived
Anthony Michael Dardis (Chief Compliance Officer) appeared on Schedule A of Turner Financial Group, Inc.
Mar 8, 2024 · Control person joined · fact
3 advisors left Claraphi Advisory Network, LLC (Aliso Viejo, CA) for Turner Financial Group, Inc. on the same day
Dec 12, 2023 · Team lift-out · derived
Turner Financial Group, Inc. filed its initial SEC registration (Form ADV)
Oct 6, 2023 · First SEC registration · fact

Across DFX

shared identifiers only, never a name match

No identifier-backed link to the venture, private equity, family office or sponsor graphs.

How to reach

public business contact points only, each with its source

Business email: melissa@seelan.comreportedpublished by the firm, firm site, Sep 16, 2026
Business email: seelan@seelan.comreportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 918-615-3368reportedpublished by the firm, firm site, Sep 16, 2026
Business phone: 918-940-3802reportedpublished by the firm, firm site, Sep 16, 2026
Website: seelan.comreportedpublic record, Form ADV, Sep 17, 2026
Principal office phone: 850-995-1797reportedpublic record, Form ADV, Jun 11, 2026
Contact form: seelan.com/contactreportedpublished by the firm, firm site, Sep 16, 2026

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Independent wealth managerderiveda rule over Items 5.D and 7.A
RAUM per advisor: $25.5Mderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026