DFX Intelligence
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Team lift-out
3 advisors left C••••••• A••••••• N••••••• L•• for C•••• A•••••••• L••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Lee Audry Goss | Aliso Viejo, Ca | Dec 22, 2022 | May 3, 2023 |
| Lawrence Sheldon Steinberg | Pasadena, Ca | Dec 31, 2022 | Oct 28, 2022 |
| Sterling Vaughn Louviere | Pasadena, Ca | Dec 31, 2022 | Feb 12, 2026 |
The rule
- Registrations ended
- Dec 22, 2022 to Dec 31, 2022
- Registered next
- Oct 28, 2022 to Feb 12, 2026
- Branch state
- CA
- Cities
- 2, most in Pasadena, Ca
- Registered there that day
- 13 (people still on IAPD; an estimate)
- Share of that headcount
- 23%
- Succession by the destination
- none on the tape