DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Lawrence Sheldon Steinberg
Feed of 09/15/2026
Also filed as Oogie Steinberg
At current firm
3 y
since Oct 28, 2022
In the industry
25 y
since Sep 28, 2000 (earliest exam, job or registration)
Prior registered firms
7
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Cabin Advisors, LLC independent RIA currentsince Oct 28, 2022 · Overland Park, Ks
- Claraphi Advisory Network, LLC independent RIAOct 26, 2016 to Dec 31, 2022 · Pasadena, Ca
- Nfsg Corporation BD affiliatedMay 23, 2014 to Oct 19, 2016 · Pasadena, Ca
- Berthel Fisher & Company Financial Services, Inc. BD affiliatedNov 2, 2009 to Jan 16, 2014 · Scottsdale, Az
- LPL Financial LLC BD affiliatedSep 8, 2009 to Nov 3, 2009 · Scottsdale, Az
- Associated Securities Corp. unclassifiedDec 5, 2008 to Sep 8, 2009 · Scottsdale, Az
- Steinberg Financial Advisers unclassifiedJan 3, 2005 to Nov 20, 2009 · Scottsdale, Az
- Fsc Securities Corporation formerDec 18, 2001 to Dec 8, 2008 · Scottsdale, Az
Moves
a registration end followed by a registration begin elsewhere
- Claraphi Advisory Network, LLC to Cabin Advisors, LLCleft Dec 31, 2022, registered Oct 28, 2022 (-64 days) · RIA to RIA · moved with a team
- Nfsg Corporation to Claraphi Advisory Network, LLCleft Oct 19, 2016, registered Oct 26, 2016 (7 days) · Other
- Berthel Fisher & Company Financial Services, Inc. to Nfsg Corporationleft Jan 16, 2014, registered May 23, 2014 (127 days) · Other
- Steinberg Financial Advisers to Associated Securities Corp.left Nov 20, 2009, registered Dec 5, 2008 (-350 days) · Other
- LPL Financial LLC to Berthel Fisher & Company Financial Services, Inc.left Nov 3, 2009, registered Nov 2, 2009 (-1 days) · Other
- Associated Securities Corp. to LPL Financial LLCleft Sep 8, 2009, registered Sep 8, 2009 (0 days) · Other
- Fsc Securities Corporation to Steinberg Financial Advisersleft Dec 8, 2008, registered Jan 3, 2005 (-1435 days) · Other
Signals
- Lawrence Sheldon Steinberg left Claraphi Advisory Network, Llc for Cabin Advisors, Llc (registered 2022-10-28)Dec 31, 2022 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address