DFX Intelligence
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Firm absorbed
5 advisors left M•• A••••••• for K••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Frank Phillip Hill | Louisville, Ky | May 7, 2019 | Nov 16, 2018 |
| Jay Gordon Conner | Louisville, Ky | May 7, 2019 | Dec 4, 2018 |
| John George Kallis | Louisville, Ky | May 7, 2019 | Dec 16, 2019 |
| Marcia Johnson Cammack | Louisville, Ky | May 7, 2019 | Nov 16, 2018 |
| Thomas Patrick Furlong | Louisville, Ky | May 7, 2019 | Nov 16, 2018 |
The rule
- Registrations ended
- May 7, 2019
- Registered next
- Nov 16, 2018 to Dec 16, 2019
- Branch state
- KY
- Cities
- 1, most in Louisville, Ky
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Jun 26, 2019), not necessarily this firm