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Firm absorbed

3 advisors left N••••••••• F•••••••• P•••••••• L•• for R••• A•••••••• L••

independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Mark Bradford JonesRochester, NyOct 15, 2020Nov 9, 2022
Stephanie Michel KelmRochester, NyOct 15, 2020Nov 8, 2022
Zachary Maxwell HarringtonRochester, NyOct 15, 2020Nov 8, 2022
The rule
Registrations ended
Oct 15, 2020
Registered next
Nov 8, 2022 to Nov 9, 2022
Branch state
NY
Cities
1, most in Rochester, Ny
Registered there that day
6 (people still on IAPD; an estimate)
Share of that headcount
50%
Succession by the destination
none on the tape