DFX Intelligence
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Firm absorbed
5 advisors left H•••• S••••• W••••• A••••••• for S••••••• A•••• M••••••• L•••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alexander Henry Hagstrom | Pasadena, Ca | Jan 2, 2020 | Jan 1, 2025 |
| Clarissa Sandrine Tawel | Pasadena, Ca | Jan 2, 2020 | Apr 1, 2019 |
| David Jin Kyu Chong | Pasadena, Ca | Jan 2, 2020 | May 24, 2019 |
| Harold Bowler Parker | Pasadena, Ca | Jan 2, 2020 | Jan 5, 2026 |
| Thomas Woodward Hulick | Pasadena, Ca | Jan 2, 2020 | May 4, 2018 |
The rule
- Registrations ended
- Jan 2, 2020
- Registered next
- May 4, 2018 to Jan 5, 2026
- Branch state
- CA
- Cities
- 1, most in Pasadena, Ca
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape